{"schema_version":"alpha-governance-record-v2","alpha_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","record_version":"public-1:ro-d751713988987e9331980363e24189ce","ontology_version":"alpha-governance-ontology-v1","as_of":"2026-11-02T04:48:39.799919+00:00","published_at":"2026-11-02T04:48:39.799919+00:00","section":"events","data":{"state":"PUBLISHED","derivation_version":"alpha-governance-event-derivation-v2","events":[{"event_id":"alpha:event:transition:1fyl88s1khk054","event_type":"CFO_CHANGED","effective_at":"2026-04-29","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:aaron-green","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:10"],"evidence_ids":["alpha:projection-evidence:document:4b5efe8c688769856643031e7a894dd4d056566ac00eeead4e72f51ff172d004"],"summary":"Ann C. W. Green executive of Neostellar Capital Corp., effective 2026-04-29.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:qgekqmkkqsx2","event_type":"EXECUTIVE_APPOINTED","effective_at":"2026-04-29","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:james-nash","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:11"],"evidence_ids":["alpha:projection-evidence:document:e7270d3d9f763f4baee38aaf374d2f62b33fbc45644b6d430ee78851d55850cb"],"summary":"James Nash executive of Neostellar Capital Corp., effective 2026-04-29.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:15au167khpqxn","event_type":"CEO_CHANGED","effective_at":"2026-04-29","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:mark-d-klein","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:12"],"evidence_ids":["alpha:projection-evidence:document:de8ff7e7d9e294616bbd6424c8c57b3454becffd42b13fefdb042e688155c01f"],"summary":"Mark D. Klein executive of Neostellar Capital Corp., effective 2026-04-29.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1qzxd7mcnpxos","event_type":"DIRECTOR_APPOINTED","effective_at":"2019-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:lisa-westley","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:6"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Lisa Westley seat on Neostellar Capital Corp., effective 2019-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:ohh4uw1iu1j28","event_type":"COMMITTEE_CREATED","effective_at":"2019-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:committee:neostellar-capital-corp:audit-compensation-chair-nominating-and-governance","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:6"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Audit; Compensation · Chair; Nominating and Governance committee of Neostellar Capital Corp., effective 2019-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1rkmh5e1ozto8a","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2019-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:lisa-westley","alpha:committee:neostellar-capital-corp:audit-compensation-chair-nominating-and-governance"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:6"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Lisa Westley member of Audit; Compensation · Chair; Nominating and Governance, effective 2019-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1wqvzjx1dlv3","event_type":"DIRECTOR_APPOINTED","effective_at":"2017-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:marc-mazur","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:7"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Marc Mazur seat on Neostellar Capital Corp., effective 2017-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1mczsfj1umw3nj","event_type":"COMMITTEE_CREATED","effective_at":"2017-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:committee:neostellar-capital-corp:audit-chair-compensation-nominating-and-governance","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:7"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Audit · Chair; Compensation; Nominating and Governance committee of Neostellar Capital Corp., effective 2017-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:pgg64jpzux49","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2017-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:marc-mazur","alpha:committee:neostellar-capital-corp:audit-chair-compensation-nominating-and-governance"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:7"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Marc Mazur member of Audit · Chair; Compensation; Nominating and Governance, effective 2017-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:ky5zrv1h71703","event_type":"DIRECTOR_APPOINTED","effective_at":"2015-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:ronald-m-lott","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:9"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Ronald M. Lott seat on Neostellar Capital Corp., effective 2015-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1yjamsf1tcqpdv","event_type":"COMMITTEE_CREATED","effective_at":"2015-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:committee:neostellar-capital-corp:audit-compensation-nominating-and-governance-chair","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:9"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Audit; Compensation; Nominating and Governance · Chair committee of Neostellar Capital Corp., effective 2015-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:ampg11dejda9","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2015-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:ronald-m-lott","alpha:committee:neostellar-capital-corp:audit-compensation-nominating-and-governance-chair"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:9"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Ronald M. Lott member of Audit; Compensation; Nominating and Governance · Chair, effective 2015-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:ri5dgv1evjvib","event_type":"DIRECTOR_APPOINTED","effective_at":"2011-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:leonard-a-potter","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:5"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Leonard A. Potter seat on Neostellar Capital Corp., effective 2011-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1jo8v9s1r77gj6","event_type":"DIRECTOR_APPOINTED","effective_at":"2011-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:mark-d-klein","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:8"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Mark D. Klein seat on Neostellar Capital Corp., effective 2011-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:123n2fzs5hrjn","event_type":"COMMITTEE_CREATED","effective_at":"2011-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:committee:neostellar-capital-corp:audit-compensation-nominating-and-governance","alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:5"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Audit; Compensation; Nominating and Governance committee of Neostellar Capital Corp., effective 2011-01-01.","derivation":"temporal_relationship_change"},{"event_id":"alpha:event:transition:1ozhi71wnzxa9","event_type":"COMMITTEE_MEMBER_ADDED","effective_at":"2011-01-01","detected_at":"2026-11-02T04:48:39.799919+00:00","subject_ids":["alpha:person:leonard-a-potter","alpha:committee:neostellar-capital-corp:audit-compensation-nominating-and-governance"],"caused_claim_ids":["alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:5"],"evidence_ids":["alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22"],"summary":"Leonard A. Potter member of Audit; Compensation; Nominating and Governance, effective 2011-01-01.","derivation":"temporal_relationship_change"}]},"claims":[{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:5","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasBoardOrCommitteeRole","object_id":"alpha:person:leonard-a-potter","object_label":"Leonard A. Potter","object_source_name_forms":[],"value":"Leonard A. Potter: Director, Audit; Compensation; Nominating and Governance","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"board_seat","person":{"alpha_id":"alpha:person:leonard-a-potter","name":"Leonard A. Potter"},"title":"Director","role_category":"director","committee":"Audit; Compensation; Nominating and Governance","is_board_chair":false,"is_independent":true,"start_date":"2011-01-01","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2011-01-01","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22","identity_scope":"source_document_reference","source_type":"sec_proxy","title":"SURO CAPITAL CORP. DEF 14A 2025-04-11","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm","source_date":"2025-04-11","retrieved_at":"2026-04-28T23:56:02.099+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2025-04-11","effective_from":"2011-01-01","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"unconfirmed","review_state":"none","confidence":0.85,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"},{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:6","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasBoardOrCommitteeRole","object_id":"alpha:person:lisa-westley","object_label":"Lisa Westley","object_source_name_forms":[],"value":"Lisa Westley: Director, Audit; Compensation · Chair; Nominating and Governance","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"board_seat","person":{"alpha_id":"alpha:person:lisa-westley","name":"Lisa Westley"},"title":"Director","role_category":"director","committee":"Audit; Compensation · Chair; Nominating and Governance","is_board_chair":false,"is_independent":true,"start_date":"2019-01-01","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2019-01-01","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22","identity_scope":"source_document_reference","source_type":"sec_proxy","title":"SURO CAPITAL CORP. DEF 14A 2025-04-11","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm","source_date":"2025-04-11","retrieved_at":"2026-04-28T23:56:02.099+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2025-04-11","effective_from":"2019-01-01","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"unconfirmed","review_state":"none","confidence":0.85,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"},{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:7","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasBoardOrCommitteeRole","object_id":"alpha:person:marc-mazur","object_label":"Marc Mazur","object_source_name_forms":[],"value":"Marc Mazur: Director, Audit · Chair; Compensation; Nominating and Governance","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"board_seat","person":{"alpha_id":"alpha:person:marc-mazur","name":"Marc Mazur"},"title":"Director","role_category":"director","committee":"Audit · Chair; Compensation; Nominating and Governance","is_board_chair":false,"is_independent":true,"start_date":"2017-01-01","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2017-01-01","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22","identity_scope":"source_document_reference","source_type":"sec_proxy","title":"SURO CAPITAL CORP. DEF 14A 2025-04-11","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm","source_date":"2025-04-11","retrieved_at":"2026-04-28T23:56:02.099+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2025-04-11","effective_from":"2017-01-01","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"unconfirmed","review_state":"none","confidence":0.85,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"},{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:8","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasBoardOrCommitteeRole","object_id":"alpha:person:mark-d-klein","object_label":"Mark D. Klein","object_source_name_forms":[],"value":"Mark D. Klein: Director","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"board_seat","person":{"alpha_id":"alpha:person:mark-d-klein","name":"Mark D. Klein"},"title":"Director","role_category":"director","committee":null,"is_board_chair":false,"is_independent":false,"start_date":"2011-01-01","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2011-01-01","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22","identity_scope":"source_document_reference","source_type":"sec_proxy","title":"SURO CAPITAL CORP. DEF 14A 2025-04-11","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm","source_date":"2025-04-11","retrieved_at":"2026-04-28T23:56:02.099+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2025-04-11","effective_from":"2011-01-01","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"unconfirmed","review_state":"none","confidence":0.85,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"},{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:9","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasBoardOrCommitteeRole","object_id":"alpha:person:ronald-m-lott","object_label":"Ronald M. Lott","object_source_name_forms":[],"value":"Ronald M. Lott: Director, Audit; Compensation; Nominating and Governance · Chair","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"board_seat","person":{"alpha_id":"alpha:person:ronald-m-lott","name":"Ronald M. Lott"},"title":"Director","role_category":"director","committee":"Audit; Compensation; Nominating and Governance · Chair","is_board_chair":false,"is_independent":true,"start_date":"2015-01-01","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2015-01-01","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22","identity_scope":"source_document_reference","source_type":"sec_proxy","title":"SURO CAPITAL CORP. DEF 14A 2025-04-11","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm","source_date":"2025-04-11","retrieved_at":"2026-04-28T23:56:02.099+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2025-04-11","effective_from":"2015-01-01","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"unconfirmed","review_state":"none","confidence":0.85,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"},{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:10","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasExecutiveRole","object_id":"alpha:person:aaron-green","object_label":"Ann C. W. Green","object_source_name_forms":[],"value":"Ann C. W. Green: Chief Financial Officer, Treasurer and Corporate Secretary","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"executive_role","person":{"alpha_id":"alpha:person:aaron-green","name":"Ann C. W. Green"},"title":"Chief Financial Officer, Treasurer and Corporate Secretary","role_category":"executive","committee":null,"is_board_chair":false,"is_independent":null,"start_date":"2026-04-29","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2026-04-29","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:4b5efe8c688769856643031e7a894dd4d056566ac00eeead4e72f51ff172d004","identity_scope":"source_document_reference","source_type":"sec_filing","title":"SSSSL DEF 14A executive officers","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm","source_date":"2026-04-29T00:00:00+00:00","retrieved_at":"2026-07-28T17:05:31.002723+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2026-04-29T00:00:00+00:00","effective_from":"2026-04-29","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"confirmed","review_state":"none","confidence":0.94,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"},{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:11","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasExecutiveRole","object_id":"alpha:person:james-nash","object_label":"James Nash","object_source_name_forms":[],"value":"James Nash: Chief Compliance Officer","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"executive_role","person":{"alpha_id":"alpha:person:james-nash","name":"James Nash"},"title":"Chief Compliance Officer","role_category":"executive","committee":null,"is_board_chair":false,"is_independent":null,"start_date":"2026-04-29","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2026-04-29","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:e7270d3d9f763f4baee38aaf374d2f62b33fbc45644b6d430ee78851d55850cb","identity_scope":"source_document_reference","source_type":"sec_filing","title":"SSSSL DEF 14A executive officers","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm","source_date":"2026-04-29T00:00:00+00:00","retrieved_at":"2026-07-28T17:05:31.002723+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2026-04-29T00:00:00+00:00","effective_from":"2026-04-29","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"confirmed","review_state":"none","confidence":0.94,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"},{"id":"alpha:claim:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2:leadership_role:12","subject_id":"alpha:company:6d538c7e-d4cb-4eb8-b57c-d7982afb50c2","predicate":"alpha:hasExecutiveRole","object_id":"alpha:person:mark-d-klein","object_label":"Mark D. Klein","object_source_name_forms":[],"value":"Mark D. Klein: Chairman, President and Chief Executive Officer","claim_type":"leadership_role","predicate_id":"alpha:predicate:leadership_role","predicate_version":1,"machine_key":"leadership_role","human_label":"Leadership Role","governed_predicate":true,"machine_value":{"kind":"executive_role","person":{"alpha_id":"alpha:person:mark-d-klein","name":"Mark D. Klein"},"title":"Chairman, President and Chief Executive Officer","role_category":"executive","committee":null,"is_board_chair":false,"is_independent":null,"start_date":"2026-04-29","end_date":null},"corroboration_count":1,"source_claim_count":1,"valid_from":"2026-04-29","valid_to":null,"recorded_at":"2026-11-02T04:48:39.799919+00:00","sources":[{"id":"alpha:projection-evidence:document:de8ff7e7d9e294616bbd6424c8c57b3454becffd42b13fefdb042e688155c01f","identity_scope":"source_document_reference","source_type":"sec_filing","title":"SSSSL DEF 14A executive officers","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm","source_date":"2026-04-29T00:00:00+00:00","retrieved_at":"2026-07-28T17:05:31.002723+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"source_date":"2026-04-29T00:00:00+00:00","effective_from":"2026-04-29","effective_until":null,"observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":null,"verification_state":"source_reported","legacy_verification_label":"confirmed","review_state":"none","confidence":0.94,"assertion_type":"source_reported","evidence_state":"linked","publication_state":"PUBLISHED","record_version":"public-1:ro-d751713988987e9331980363e24189ce"}],"evidence":[{"id":"alpha:projection-evidence:document:53f1b5ca16838ceba61d39543ab0ca67075044355f5569a559b2ab5101b6aa22","identity_scope":"source_document_reference","source_type":"sec_proxy","title":"SURO CAPITAL CORP. DEF 14A 2025-04-11","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000110465925034123/tm2511997d1_def14a.htm","source_date":"2025-04-11","retrieved_at":"2026-04-28T23:56:02.099+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}},{"id":"alpha:projection-evidence:document:4b5efe8c688769856643031e7a894dd4d056566ac00eeead4e72f51ff172d004","identity_scope":"source_document_reference","source_type":"sec_filing","title":"SSSSL DEF 14A executive officers","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm","source_date":"2026-04-29T00:00:00+00:00","retrieved_at":"2026-07-28T17:05:31.002723+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}},{"id":"alpha:projection-evidence:document:e7270d3d9f763f4baee38aaf374d2f62b33fbc45644b6d430ee78851d55850cb","identity_scope":"source_document_reference","source_type":"sec_filing","title":"SSSSL DEF 14A executive officers","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm","source_date":"2026-04-29T00:00:00+00:00","retrieved_at":"2026-07-28T17:05:31.002723+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}},{"id":"alpha:projection-evidence:document:de8ff7e7d9e294616bbd6424c8c57b3454becffd42b13fefdb042e688155c01f","identity_scope":"source_document_reference","source_type":"sec_filing","title":"SSSSL DEF 14A executive officers","publisher":null,"url":"https://www.sec.gov/Archives/edgar/data/1509470/000149315226019618/formdef14a.htm","source_date":"2026-04-29T00:00:00+00:00","retrieved_at":"2026-07-28T17:05:31.002723+00:00","locator":null,"use_rights":{"schema_version":"alpha-source-use-rights-v1","classification":"unknown","public_retrieval":"not_specified","agent_retrieval":"not_specified","redistribution":"not_granted","derived_use":"not_specified","model_training":"not_granted","retention":"not_specified","attribution_required":null,"license_id":null,"terms_url":null,"reviewed_at":null,"derivation":"fail_closed_unknown"}}],"coverage_state":"PUBLISHED","quality":{"schema_version":"alpha-record-quality-v2","overall":0.822,"status":"strong","publication_readiness":"ready","dimensions":{"identity":1,"coverage":0.5,"freshness":1,"evidence_completeness":1,"source_authority":0.848,"cross_source_agreement":0.75,"temporal_completeness":0.4},"diagnostics":{"published_claims":30,"factual_claims":30,"claims_with_linked_evidence":30,"disputed_claims":0,"conflicts":0,"stale_claims":0,"stale_claim_ids":[],"temporal_claims":20,"temporal_claims_with_valid_from":8,"missing_coverage_sections":["governance","financials","workforce","ownership","ratings"],"missing_expected_claims":["headquarters","official_website","financial_metric","governance_document","ownership","auditor","legal_matter","risk","ai_governance"]},"derivation":"deterministic_record_projection"},"publication":{"state":"PUBLISHED","published_at":"2026-11-02T04:48:39.799919+00:00","observed_at":"2026-11-02T04:48:39.799919+00:00","reviewed_at":"2026-11-02T04:48:39.799919+00:00","verified_at":"2026-11-02T04:48:39.799919+00:00"},"verification":{"schema_version":"alpha-verification-states-v1","state":"source_reported","identity_ownership":"unclaimed","assurance_level":null,"claim_state_counts":{"source_reported":30,"corroborated":0,"alpha_verified":0,"disputed":0,"superseded":0},"derivation":"claim_states+identity_ownership","summary":"Published claims are reported by public sources; none is Alpha verified. Profile ownership is unclaimed.","facets":[{"facet":"identity","state":"unclaimed"},{"facet":"evidence","state":"source_reported"},{"facet":"evaluation","state":"not_evaluated"},{"facet":"monitoring","state":null},{"facet":"authority","state":null},{"facet":"freshness","state":"current"}]},"rights":{"public_retrieval":"allowed","agent_retrieval":"allowed","redistribution":"not_granted","model_training":"not_granted","commercial_use":"not_specified","relationship_pathfinding":"not_granted","direct_contact":"not_granted"},"resource":{"uri":"alpha://company/neostellar-capital-corp/events","section":"events","href":"https://registry.alpha.ac/api/public/companies/neostellar-capital-corp?format=record&section=events","media_type":"application/json","availability":"contract"},"limitations":["Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.","Only explicitly published canonical company identity and current confirmed public roles are included.","Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.","Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.","This Company Profile is an identity and evidence record, not an Alpha rating."]}