# Broadridge Financial Solutions
> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.
## Record
| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:f222c634-8604-4c45-a6a6-82257329d72b |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/broadridge-financial-solutions-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 40 |
| Claims under review | 1 |
| Evidence records | 14 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-16T04:45:29.143592+00:00 |
| Last reviewed | 2026-10-16T04:45:29.143592+00:00 |
## Identity
- Legal name: BROADRIDGE FINANCIAL SOLUTIONS, INC.
- Display name: Broadridge Financial Solutions
## Alpha Governance Record
| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-16T09:30:52.123657+00:00 |
| Completeness | 0.455 |
| Record Quality | 0.822 |
| Directors | 13 |
| Committees | 5 |
| Governance events | 7 |
| Entity class | public_company |
## Section coverage
| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | PUBLISHED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |
## Board
- Amit K. Zavery: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. Committees: Audit and Risk (member); Audit and Risk; Compensation (member); Compensation (member). claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:10
- Annette L. Nazareth: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. Committees: Audit and Risk (member); Audit and Risk; Governance and Nominating (member); Governance and Nominating (member). claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:11
- Christopher J. Perry: Director. Status: unknown. Independent: false. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:12
- Eileen K. Murray: Independent Chairperson. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:9
- Maura A. Markus: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:13
- Maura A. Markus: Director (committee appointment). Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. Committees: Audit and Risk (member); Compensation (chair). claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_record:26
- Melvin L Flowers: Director (committee appointment). Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. Committees: Audit and Risk (chair); Governance and Nominating (member). claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_record:26
- Melvin L. Flowers: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:14
- Patricia A. Mosconi: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:15
- Robert N Duelks: Director (committee appointment). Status: unknown. Independent: NOT_PUBLISHED. Since: NOT_PUBLISHED. Committees: Audit and Risk (member); Governance and Nominating (chair). claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_record:26
- Robert N. Duelks: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:16
- Timothy C. Gokey: Director. Status: unknown. Independent: false. Since: NOT_PUBLISHED. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:17
- Todd T. Diganci: Director. Status: unknown. Independent: true. Since: NOT_PUBLISHED. Committees: Audit and Risk (member). claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:18
## Committees
- Audit and Risk (audit). Chair: Melvin L Flowers. Members: Melvin L Flowers (chair, current); Amit K. Zavery (member, current); Annette L. Nazareth (member, current); Maura A. Markus (member, current); Robert N Duelks (member, current); Todd T. Diganci (member, current). committee_id=alpha:committee:broadridge-financial-solutions-inc:audit-and-risk
- Audit and Risk; Compensation (audit). Chair: NOT_PUBLISHED. Members: Amit K. Zavery (member, unknown). committee_id=alpha:committee:broadridge-financial-solutions-inc:audit-and-risk-compensation
- Audit and Risk; Governance and Nominating (audit). Chair: NOT_PUBLISHED. Members: Annette L. Nazareth (member, unknown). committee_id=alpha:committee:broadridge-financial-solutions-inc:audit-and-risk-governance-and-nominating
- Compensation (compensation). Chair: Maura A. Markus. Members: Maura A. Markus (chair, current); Amit K. Zavery (member, current). committee_id=alpha:committee:broadridge-financial-solutions-inc:compensation
- Governance and Nominating (nominating_governance). Chair: Robert N Duelks. Members: Robert N Duelks (chair, current); Annette L. Nazareth (member, current); Melvin L Flowers (member, current). committee_id=alpha:committee:broadridge-financial-solutions-inc:governance-and-nominating
## Executive leadership
- Ashima Ghei: Corporate Vice President, CFO [CFO]. Status: current. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:19
- Christopher J. Perry: President [PRESIDENT]. Status: current. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:20
- Douglas R. DeSchutter: Corporate Vice President, Investor Communication Solutions (ICS). Status: current. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:21
- Hope M. Jarkowski: Corporate Vice President, Chief Legal Officer [GC]. Status: current. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:22
- Richard J. Stingi: Corporate Vice President, Chief Human Resources Officer [CHRO]. Status: current. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:23
- Thomas P. Carey: Corporate Vice President, Global Technology and Operations (GTO). Status: current. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:24
- Timothy C. Gokey: CEO and Director [CEO]. Status: current. claim_id=alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:25
## Governance events
- CFO_CHANGED: Ashima Ghei executive of Broadridge Financial Solutions, effective 2025-10-02. Effective: 2025-10-02. Detected: 2026-10-16T04:45:29.143592+00:00. event_id=alpha:event:transition:17od61w1g1mp3s
- EXECUTIVE_APPOINTED: Christopher J. Perry executive of Broadridge Financial Solutions, effective 2025-10-02. Effective: 2025-10-02. Detected: 2026-10-16T04:45:29.143592+00:00. event_id=alpha:event:transition:b6xavlmcp9t5
- EXECUTIVE_APPOINTED: Douglas R. DeSchutter executive of Broadridge Financial Solutions, effective 2025-10-02. Effective: 2025-10-02. Detected: 2026-10-16T04:45:29.143592+00:00. event_id=alpha:event:transition:1w1rblh5dl1uh
- GC_CHANGED: Hope M. Jarkowski executive of Broadridge Financial Solutions, effective 2025-10-02. Effective: 2025-10-02. Detected: 2026-10-16T04:45:29.143592+00:00. event_id=alpha:event:transition:1q07razobme3r
- EXECUTIVE_APPOINTED: Richard J. Stingi executive of Broadridge Financial Solutions, effective 2025-10-02. Effective: 2025-10-02. Detected: 2026-10-16T04:45:29.143592+00:00. event_id=alpha:event:transition:eynyjl1wfr0sv
- EXECUTIVE_APPOINTED: Thomas P. Carey executive of Broadridge Financial Solutions, effective 2025-10-02. Effective: 2025-10-02. Detected: 2026-10-16T04:45:29.143592+00:00. event_id=alpha:event:transition:mk3o0mxd2w5o
- CEO_CHANGED: Timothy C. Gokey executive of Broadridge Financial Solutions, effective 2025-10-02. Effective: 2025-10-02. Detected: 2026-10-16T04:45:29.143592+00:00. event_id=alpha:event:transition:d90wex1da76rr
## Scoped resources
- `alpha://company/broadridge-financial-solutions-inc` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record
- `alpha://company/broadridge-financial-solutions-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=identity
- `alpha://company/broadridge-financial-solutions-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=corporate-structure
- `alpha://company/broadridge-financial-solutions-inc/board` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=board
- `alpha://company/broadridge-financial-solutions-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=committees
- `alpha://company/broadridge-financial-solutions-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=leadership
- `alpha://company/broadridge-financial-solutions-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=ownership
- `alpha://company/broadridge-financial-solutions-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=financials
- `alpha://company/broadridge-financial-solutions-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=capital-structure
- `alpha://company/broadridge-financial-solutions-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=compensation
- `alpha://company/broadridge-financial-solutions-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=governance
- `alpha://company/broadridge-financial-solutions-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=shareholder-governance
- `alpha://company/broadridge-financial-solutions-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=audit
- `alpha://company/broadridge-financial-solutions-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=legal
- `alpha://company/broadridge-financial-solutions-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=risk
- `alpha://company/broadridge-financial-solutions-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=cyber
- `alpha://company/broadridge-financial-solutions-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=ai-governance
- `alpha://company/broadridge-financial-solutions-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=agents
- `alpha://company/broadridge-financial-solutions-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=ecosystem
- `alpha://company/broadridge-financial-solutions-inc/events` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=events
- `alpha://company/broadridge-financial-solutions-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=relationships
- `alpha://company/broadridge-financial-solutions-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=assessments
- `alpha://company/broadridge-financial-solutions-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record§ion=evidence
## Role modules
- NOT_ASSERTED
## Attention
- NO_RECORDS_FOUND
## Committee data
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:27: `{"kind":"committee_appointment","original_name":"Audit and Risk","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:melvin-l-flowers","name":"Melvin L Flowers"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:28: `{"kind":"committee_appointment","original_name":"Audit and Risk","category":"audit","role":"member","person":{"alpha_id":"alpha:person:amit-k-zavery","name":"Amit K. Zavery"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:29: `{"kind":"committee_appointment","original_name":"Audit and Risk","category":"audit","role":"member","person":{"alpha_id":"alpha:person:annette-l-nazareth","name":"Annette L. Nazareth"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:30: `{"kind":"committee_appointment","original_name":"Audit and Risk","category":"audit","role":"member","person":{"alpha_id":"alpha:person:maura-a-markus","name":"Maura A. Markus"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:31: `{"kind":"committee_appointment","original_name":"Audit and Risk","category":"audit","role":"member","person":{"alpha_id":"alpha:person:robert-n-duelks","name":"Robert N Duelks"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Audit and Risk","category":"audit","role":"member","person":{"alpha_id":"alpha:person:todd-t-diganci","name":"Todd T. Diganci"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:34: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:maura-a-markus","name":"Maura A. Markus"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:35: `{"kind":"committee_appointment","original_name":"Compensation","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:amit-k-zavery","name":"Amit K. Zavery"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:37: `{"kind":"committee_appointment","original_name":"Governance and Nominating","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:robert-n-duelks","name":"Robert N Duelks"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:38: `{"kind":"committee_appointment","original_name":"Governance and Nominating","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:annette-l-nazareth","name":"Annette L. Nazareth"},"source_id":"board_seats"}`
- Claim alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:39: `{"kind":"committee_appointment","original_name":"Governance and Nominating","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:melvin-l-flowers","name":"Melvin L Flowers"},"source_id":"board_seats"}`
## Leadership
- Eileen K. Murray: Independent Chairperson. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:9. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9704ae9cdf1dcee89b65ca3a3ed92236bb95e0c3fe1bd012794dcc1c3a26fd67.
- Amit K. Zavery: Director, Audit and Risk; Compensation. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:10. Valid from: NOT_ASSERTED. Valid to: 2026-11-10. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9704ae9cdf1dcee89b65ca3a3ed92236bb95e0c3fe1bd012794dcc1c3a26fd67.
- Annette L. Nazareth: Director, Audit and Risk; Governance and Nominating. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:11. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9704ae9cdf1dcee89b65ca3a3ed92236bb95e0c3fe1bd012794dcc1c3a26fd67.
- Christopher J. Perry: Director. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:12. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:38f6e5e1deb0e1923c1f766ce0a94bfabac76fa3bcf129ab4b4b75ffedeeda35.
- Maura A. Markus: Director. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:13. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9704ae9cdf1dcee89b65ca3a3ed92236bb95e0c3fe1bd012794dcc1c3a26fd67.
- Melvin L. Flowers: Director. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:14. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9704ae9cdf1dcee89b65ca3a3ed92236bb95e0c3fe1bd012794dcc1c3a26fd67.
- Patricia A. Mosconi: Director. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:15. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:38f6e5e1deb0e1923c1f766ce0a94bfabac76fa3bcf129ab4b4b75ffedeeda35.
- Robert N. Duelks: Director. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:16. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9704ae9cdf1dcee89b65ca3a3ed92236bb95e0c3fe1bd012794dcc1c3a26fd67.
- Timothy C. Gokey: Director. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:17. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3f8e3e31aceb2ab250d2dd651ea0bbdc5e183287e574d6625a95f6b4cb5e816e.
- Todd T. Diganci: Director, Audit and Risk. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:18. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:38f6e5e1deb0e1923c1f766ce0a94bfabac76fa3bcf129ab4b4b75ffedeeda35.
- Ashima Ghei: Corporate Vice President, CFO. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:19. Valid from: 2025-10-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:81c4cf720f899f29513004711f6042fc38b574a4aa21733c7126f31ce16448ce.
- Christopher J. Perry: President. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:20. Valid from: 2025-10-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:bf3a7825a8b87cde5a27e6b70491756fc8507fa29b4a780c1bd7d96ea554486c.
- Douglas R. DeSchutter: Corporate Vice President, Investor Communication Solutions (ICS). Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:21. Valid from: 2025-10-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:967a3f86260145a8f23392c7f26c931f54c867664b7883d346791be40dafd443.
- Hope M. Jarkowski: Corporate Vice President, Chief Legal Officer. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:22. Valid from: 2025-10-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:4820e1fd69a6e1970d36de1c4d47c8e96c926dca650b96523e3e7b8c3acad7d3.
- Richard J. Stingi: Corporate Vice President, Chief Human Resources Officer. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:23. Valid from: 2025-10-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:82318f80b750c6fb2538856320fa127f2231895d7859aadf2395292b2af1812b.
- Thomas P. Carey: Corporate Vice President, Global Technology and Operations (GTO). Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:24. Valid from: 2025-10-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:d8987821734be7694021202f0f25cc5de3e917de9af8e15501518f8227d3e7e4.
- Timothy C. Gokey: CEO and Director. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:leadership_role:25. Valid from: 2025-10-02. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:3361a5a0d231eaaa1a2753b09c2e43493d9369d21f3b9270e80bc569fbfa20a6.
## Roles
- PUBLISHED
## Governance
- NOT_ASSERTED
## Board committees
- Audit and Risk: Chair Melvin L Flowers; Members Melvin L Flowers (Chair); Amit K. Zavery; Annette L. Nazareth; Maura A. Markus; Robert N Duelks; Todd T. Diganci. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_record:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Compensation: Chair Maura A. Markus; Members Maura A. Markus (Chair); Amit K. Zavery. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_record:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Governance and Nominating: Chair Robert N Duelks; Members Robert N Duelks (Chair); Annette L. Nazareth; Melvin L Flowers. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_record:36. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
## Financials
- NOT_ASSERTED
## Workforce
- NOT_ASSERTED
## Market and index context
- S&P 500 (SPX). Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:index_membership:40. Valid from: 2018-06-18. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a.
## Legal Name
- BROADRIDGE FINANCIAL SOLUTIONS, INC.. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0a5e8b4acf8641d16ce149de5135ce2202b957dc6cc495db85994dc9eb4aece0.
## Entity Status
- Public listing published. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0a5e8b4acf8641d16ce149de5135ce2202b957dc6cc495db85994dc9eb4aece0.
## Official Website
- https://www.broadridge.com. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:official_website:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:82be00361cb20cf4c7682e89c4db9cb45005733f0abb0488679b72fd76246b0a.
## Published Fact
- US. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0a5e8b4acf8641d16ce149de5135ce2202b957dc6cc495db85994dc9eb4aece0.
- DE. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:published_fact:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0a5e8b4acf8641d16ce149de5135ce2202b957dc6cc495db85994dc9eb4aece0.
- Industrials. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:published_fact:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0a5e8b4acf8641d16ce149de5135ce2202b957dc6cc495db85994dc9eb4aece0.
- https://www.broadridge.com. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:published_fact:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:82be00361cb20cf4c7682e89c4db9cb45005733f0abb0488679b72fd76246b0a.
## Committee Appointment
- Melvin L Flowers: chair, Audit and Risk. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Amit K. Zavery: member, Audit and Risk. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Annette L. Nazareth: member, Audit and Risk. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Maura A. Markus: member, Audit and Risk. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Robert N Duelks: member, Audit and Risk. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Todd T. Diganci: member, Audit and Risk. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Maura A. Markus: chair, Compensation. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Amit K. Zavery: member, Compensation. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Robert N Duelks: chair, Governance and Nominating. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:37. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Annette L. Nazareth: member, Governance and Nominating. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:38. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
- Melvin L Flowers: member, Governance and Nominating. Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:committee_appointment:39. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6.
## Security Listing
- BR (NYSE). Claim: alpha:claim:company:f222c634-8604-4c45-a6a6-82257329d72b:security_listing:41. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:0a5e8b4acf8641d16ce149de5135ce2202b957dc6cc495db85994dc9eb4aece0.
## Coverage states
| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |
## Public sources
- alpha:projection-evidence:0a5e8b4acf8641d16ce149de5135ce2202b957dc6cc495db85994dc9eb4aece0: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/broadridge-financial-solutions-inc).
- alpha:projection-evidence:82be00361cb20cf4c7682e89c4db9cb45005733f0abb0488679b72fd76246b0a: [BROADRIDGE FINANCIAL SOLUTIONS, INC. Form 10-K (filed 2024-08-06)](https://www.sec.gov/Archives/edgar/data/1383312/000138331224000039/br-20240630.htm).
- alpha:projection-evidence:document:9704ae9cdf1dcee89b65ca3a3ed92236bb95e0c3fe1bd012794dcc1c3a26fd67: [SEC DEF 14A 0001140361-25-037069](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:38f6e5e1deb0e1923c1f766ce0a94bfabac76fa3bcf129ab4b4b75ffedeeda35: [SEC DEF 14A Item governance refresh 0001140361-26-037937](https://www.sec.gov/Archives/edgar/data/1383312/000114036126037937/ny20075597x1_def14a.htm).
- alpha:projection-evidence:document:3f8e3e31aceb2ab250d2dd651ea0bbdc5e183287e574d6625a95f6b4cb5e816e: [BROADRIDGE FINANCIAL SOLUTIONS, INC. DEF 14A 2025-10-02](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:81c4cf720f899f29513004711f6042fc38b574a4aa21733c7126f31ce16448ce: [BR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:bf3a7825a8b87cde5a27e6b70491756fc8507fa29b4a780c1bd7d96ea554486c: [BR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:967a3f86260145a8f23392c7f26c931f54c867664b7883d346791be40dafd443: [BR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:4820e1fd69a6e1970d36de1c4d47c8e96c926dca650b96523e3e7b8c3acad7d3: [BR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:82318f80b750c6fb2538856320fa127f2231895d7859aadf2395292b2af1812b: [BR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:d8987821734be7694021202f0f25cc5de3e917de9af8e15501518f8227d3e7e4: [BR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:document:3361a5a0d231eaaa1a2753b09c2e43493d9369d21f3b9270e80bc569fbfa20a6: [BR DEF 14A executive officers](https://www.sec.gov/Archives/edgar/data/1383312/000114036125037069/ny20050521x1_def14a.htm).
- alpha:projection-evidence:e1d75c36b99ca2c17fd57315431124ba7a3265d90a917011e9eb5ae8807661a6: [Audit and Risk](https://www.sec.gov/Archives/edgar/data/1383312/000114036126037937/ny20075597x1_def14a.htm).
- alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a: [S&P 500](https://www.slickcharts.com/sp500).
## Rights
| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |
## Limitations
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.
## Alternate representations
- [Canonical profile](https://registry.alpha.ac/companies/broadridge-financial-solutions-inc)
- [Public Markdown](https://registry.alpha.ac/companies/broadridge-financial-solutions-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=jsonld)
- MCP resource: `alpha://companies/broadridge-financial-solutions-inc` at https://mcp.alpha.ac/mcp
## Connected governance records
Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.
## Critical-risk oversight
Snapshot as of 2026-10-16T09:30:51.752225+00:00; recorded 2026-10-16T09:30:51.752225+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.Broadridge Financial Solutions, for agents
The same record as the human view, as a structured object any agent can read and cite. Reading is open to every agent, model, and tool, with no key and no account. Signing and transparency logging are not yet published for this record.
- Alpha ID
- alpha:company:f222c634-8604-4c45-a6a6-82257329d72b
- Version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ceRecorded Oct 16, 2026
- Content hash
- Not yet signed
- Signature
- Not yet signed
- Transparency log
- Not yet signed
- Freshness
- ObservedChecked Oct 16, 2026. Reviewed Oct 16, 2026
- Read access
- OpenNo key for public retrieval
- Processing basis
- Public recordDoctrine
Read
OpenOne canonical URL. The Accept header or a file suffix selects the format. Every format renders the same Claims and carries the same record version.
curl -H "Accept: application/json" https://registry.alpha.ac/companies/broadridge-financial-solutions-incTrustCheck and Governance Receipts
Agent tierIllustrative. TrustChecks run in the private enterprise overlay. The example below is generated for this entity class and does not reference this record. Contract: TrustCheck and Governance Receipts v0.1.
Agents about to act ask a question, not for a document. A TrustCheck evaluates the AuthorityGrant objects behind a proposed action and returns allow, deny, require_approval, or insufficient_evidence. The source system acts, and a GovernanceReceipt records what the agent relied on.
- allow, deny
- The AuthorityGrant and policy decide. Reason codes name the rule.
- require_approval
- An entitled human records the decision. Customer policy sets the threshold, never an Eval.
- insufficient_evidence
- No authority is registered. Alpha never infers permission to act.
curl https://www.alpha.ac/v1/action-intents \
-H 'Content-Type: application/json' \
-b "$ALPHA_SESSION_COOKIE" \
-d '{
"schema_version": "2026-08-29",
"environment": "test",
"actor": { "alpha_id": "alpha:account:self", "type": "alpha_account" },
"principal": { "alpha_id": "alpha:company:example-issuer", "type": "organization" },
"organization": { "alpha_id": "alpha:company:example-issuer", "type": "organization" },
"proposed_action": { "type": "purchase_order.commit", "description": "Accept an order placed by an agent claiming company authority." },
"requested_authority": ["purchase_order.commit"]
}'
# then
curl https://www.alpha.ac/v1/trust-checks -H 'Content-Type: application/json' \
-b "$ALPHA_SESSION_COOKIE" -d '{ "action_intent_id": "<from the previous response>" }'{
"schema_version": "2026-08-29",
"trust_check_id": "alpha:trust-check:illustrative-0001",
"decision": "insufficient_evidence",
"explanation": "No AuthorityGrant names this agent and organization.",
"reason_codes": [
"authority_grant_missing"
],
"evaluated_authority": {
"authority_grants": []
},
"policy_version": "trustcheck.registry-claim.test.v0.1",
"integrity_state": "recorded",
"limitations": [
"Illustrative example. No TrustCheck was run for this record."
]
}{
"schema_version": "2026-08-29",
"receipt_id": "alpha:receipt:illustrative-0001",
"environment": "test",
"actor": {
"alpha_id": "alpha:account:self",
"type": "alpha_account"
},
"agent": {
"provider": {
"alpha_id": "alpha:company:example-agent-provider",
"type": "provider"
},
"product": {
"alpha_id": "alpha:agent-product:example-procurement-agent",
"type": "agent_product"
},
"deployment": {
"alpha_id": "alpha:agent-deployment:example-deployment",
"type": "agent_deployment"
},
"use_case": {
"alpha_id": "alpha:agent-use-case:example-purchase-order",
"type": "agent_use_case"
},
"workflow": "Illustrative purchase order commitment"
},
"principal": {
"alpha_id": "alpha:company:example-issuer",
"type": "organization"
},
"sponsor": {
"alpha_id": "alpha:company:example-issuer",
"type": "organization"
},
"action_intent_id": "alpha:action-intent:illustrative-0001",
"trust_check_id": "alpha:trust-check:illustrative-0001",
"authority_grant_references": [],
"action_intent": {
"type": "purchase_order.commit"
},
"affected_alpha_ids": [
"alpha:company:example-issuer"
],
"trust_check_decision": "insufficient_evidence",
"policy_version": "trustcheck.registry-claim.test.v0.1",
"rule_references": [
{
"reason_code": "authority_grant_missing",
"rule_id": "trustcheck.authority_grant_missing",
"policy_ref": "trustcheck.registry-claim.test.v0.1",
"control_ref": null,
"grant_policy_references": []
}
],
"integrity": "Illustrative. Not issued, not signed."
}Connect
Open readEvery surface reads the same published record. No surface holds its own copy of the facts.
// claude_desktop_config.json, Cursor, or any MCP client
{
"mcpServers": {
"alpha": { "url": "https://mcp.alpha.ac/mcp" }
}
}
// This record as an MCP resource
alpha://companies/broadridge-financial-solutions-incalpha://companies/broadridge-financial-solutions-incThis record as an MCP resourcehttps://registry.alpha.ac/api/public/companies/broadridge-financial-solutions-inc?format=recordThe same record over HTTP
Subscribe to changes
Agent tier, previewNo public subscription endpoint is published yet. Event delivery is part of Agent tier access, in preview. Access and availability.
CFO_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)EXECUTIVE_APPOINTEDDerived governance event published on this record (alpha-governance-event-derivation-v2)GC_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)CEO_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)
{
"specversion": "1.0",
"type": "ac.alpha.registry.CFO_CHANGED",
"source": "https://registry.alpha.ac/companies/broadridge-financial-solutions-inc",
"subject": "alpha:company:f222c634-8604-4c45-a6a6-82257329d72b",
"data": {
"record_version": "public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce",
"note": "Subscription delivery is Agent tier, preview. Not yet available publicly."
}
}Versions and changes
OpenRecords are versioned. Derived governance events on this record are listed below with the version that publishes them. Effective is the world time the derivation states; Recorded is when Alpha detected the event. Content hashes and log entries appear once records are signed.
| Version | Effective | Recorded | Content hash | Log entry | What changed |
|---|---|---|---|---|---|
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Oct 2, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Ashima Ghei executive of Broadridge Financial Solutions, effective 2025-10-02. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Oct 2, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Christopher J. Perry executive of Broadridge Financial Solutions, effective 2025-10-02. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Oct 2, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Douglas R. DeSchutter executive of Broadridge Financial Solutions, effective 2025-10-02. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Oct 2, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Hope M. Jarkowski executive of Broadridge Financial Solutions, effective 2025-10-02. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Oct 2, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Richard J. Stingi executive of Broadridge Financial Solutions, effective 2025-10-02. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Oct 2, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Thomas P. Carey executive of Broadridge Financial Solutions, effective 2025-10-02. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Oct 2, 2025 | Oct 16, 2026 | Not yet signed | Not yet signed | Timothy C. Gokey executive of Broadridge Financial Solutions, effective 2025-10-02. |
Access, rights, and the public-role doctrine
Facts are open. Rights travel with every Claim and every Evidence record, so an agent sees the same terms whichever format it reads.
| Capability | Access | Agents |
|---|---|---|
| Alpha Disclosure sample | public | human process |
| Alpha public website | public | retrievable now |
| Alpha Standard, methodology, and research | public | retrievable now |
| Alpha Profiles (public executive and company records) | public | retrievable now |
| Public HTTP endpoints described by OpenAPI 3.1 | public | retrievable now |
| Alpha MCP public discovery and read-only capabilities | public | retrievable now |
| Alpha AI Readiness Eval | public | human process |
| Alpha Platform | approved access | requires approved access |
| Alpha API (authenticated operations) | approved access | requires approved access |
| Alpha MCP premium capabilities | approved access | requires approved access |
| Alpha Evals and verified assessments | custom | human process |
| Alpha Council membership | custom | human process |
| Alpha Institute education, workshops, and coaching | custom | human process |
| Governance diagnostics and institutional advisory | custom | human process |
Record limitations. Every representation states these in the same words; nothing is inferred as zero.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.
"rights": {
"public_retrieval": "allowed",
"agent_retrieval": "allowed",
"redistribution": "not_granted",
"model_training": "not_granted",
"commercial_use": "not_specified",
"relationship_pathfinding": "not_granted",
"direct_contact": "not_granted"
}
"evidence_rights": {
"evidence_records": 14,
"redistribution_allowed": 0,
"restricted_or_unknown": 14,
"classified_unknown": 14
}"data_subject": {
"basis": "public_record",
"entity": "alpha:company:f222c634-8604-4c45-a6a6-82257329d72b",
"identity_ownership": "unclaimed",
"rights": {
"public_retrieval": "allowed",
"agent_retrieval": "allowed",
"redistribution": "not_granted",
"model_training": "not_granted",
"commercial_use": "not_specified",
"relationship_pathfinding": "not_granted",
"direct_contact": "not_granted"
},
"requests": "https://www.alpha.ac/contact"
}How agents find this
OpenThe page head and every response carry rel="alternate" links and the Registry's Link header. The list below is generated from the same list the server emits.
/.well-known/ai-catalog.jsonAlpha Agentic Resource Discovery manifest/.well-known/api-catalogapi-catalog/.well-known/webmcp.jsonAlpha WebMCP tool discovery/openapi.jsonAlpha Governance Public Intelligence API (OpenAPI 3.1)/apiAlpha Intelligence API/developersAlpha Governance Developer Platform/docs/trustcheck-receipts-v01.mdTrustCheck and Governance Receipts v0.1 test preview/docs/apiAlpha service documentation/llms.txtAlpha service docs for AI agents/agents.mdAlpha agent instructions (when to use Alpha)/api-versioning.mdAlpha public API versioning and deprecation policy/.well-known/agent-skills/index.jsonAgent Skills Index/products/accessAlpha Access and Availability/api/public/product-accessAlpha Product Access and Availability JSON/api/public/auth-capabilitiesAlpha Authentication Capabilities JSON/peopleAlpha Executive Profiles/companiesAlpha Company Profiles/people/readinessAlpha Profile Coverage and Agent Readiness/api/public/profile-readinessAlpha Public Profile Readiness JSON/api/public/profiles/steven-wolfe-pereiraAlpha Public Profile JSON Example/.well-known/agent-card.jsonA2A Agent Card/.well-known/mcp/server-card.jsonMCP Server Card/.well-known/openid-configurationOpenID Configuration/.well-known/oauth-protected-resourceOAuth Protected Resource/.well-known/oauth-authorization-serverOAuth Authorization Server (agent_auth)/.well-known/agent-registrationAgent Registration/.well-known/http-message-signatures-directoryhttp-message-signatures-directory/.well-known/jwks-rotationJWKS Rotation Policy/auth.mdAgent Authentication/llms.txtSite overview for AI agents/sitemap.xmlsitemap/api/public/agent-readinessAgent Readiness Status/api/public/company-report/osw-market-dataOSW Market Data Verification
Record map and assertion states
| Section | Anchor | Resource | State | Claims |
|---|---|---|---|---|
| Identity | #c-subject | /identity | Published | 0 |
| Corporate structure | - | /corporate_structure | Not reviewed | - |
| Board | #c-board | /board | Published | 11 |
| Committees | #c-committees | /committees | Published | 14 |
| Leadership | #c-leadership | /leadership | Published | 6 |
| Ownership | #c-control | /ownership | Not reviewed | 0 |
| Financials | #c-financials | /financials | Not reviewed | 2 |
| Capital structure | - | /capital_structure | Published | - |
| Compensation | #c-comp | /compensation | Not reviewed | 0 |
| Governance | #c-governance | /governance | Not reviewed | 0 |
| Shareholder governance | - | /shareholder_governance | Not reviewed | - |
| Audit | - | /audit | Not reviewed | - |
| Legal | #c-legal | /legal | Not reviewed | 0 |
| Risk | #c-risk | /risk | Not reviewed | 0 |
| Cyber | - | /cyber | Not reviewed | - |
| AI governance | #c-ai | /ai_governance | Not reviewed | 0 |
| Agent governance | #c-authority | /agent_governance | Restricted | 0 |
| Markets external | - | /markets_external | Published | - |
| Events | #c-history | /events | Published | 7 |
| Relationships | #c-links | /relationships | Published | 20 |
| Assessments | #c-monitor | /assessments | Published | 0 |
| Evidence | #c-evidence | /evidence | Published | 14 |
- corroboratedTwo or more independent sources agree
- source_reportedOne cited source states it
- alpha_inferenceAlpha's conclusion, with reasoning
- not_disclosedSearched, nothing found. Never rendered as false
- not_reviewedNot yet searched
- not_registeredNo authority registered with Alpha

