# Caterpillar Inc.
> Alpha governed public record. Unknown, unavailable, and unpublished values are never inferred as zero.
## Record
| Field | Value |
| --- | --- |
| Representation | alpha-profile-markdown-v4 |
| Protocol | Alpha Governance Facts Protocol 0.1 |
| Schema | alpha.governance.entity.public.v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| Governance record representation | alpha-governance-record-v2 |
| Canonical entity | alpha:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91 |
| Entity type | Company |
| Canonical URL | https://registry.alpha.ac/companies/caterpillar-inc |
| Publication | PUBLISHED |
| Verification | source_reported |
| Verification schema | alpha-verification-states-v1 |
| Ownership | unclaimed |
| Published claims | 57 |
| Claims under review | 1 |
| Evidence records | 25 |
| Conflicts | 0 |
| Conflicts in internal review | 0 |
| Observed | 2026-10-15T04:45:03.089715+00:00 |
| Last reviewed | 2026-10-15T04:45:03.089715+00:00 |
## Identity
- Legal name: CATERPILLAR INC
- Display name: Caterpillar Inc.
## Alpha Governance Record
| Field | Value |
| --- | --- |
| Governance Record schema | alpha-governance-record-v2 |
| Ontology | alpha-governance-ontology-v1 |
| Record version | public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce |
| As of | 2026-10-16T03:21:23.269637+00:00 |
| Completeness | 0.455 |
| Record Quality | 0.804 |
| Directors | 11 |
| Committees | 13 |
| Governance events | 31 |
| Entity class | public_company |
## Section coverage
| Section | State |
| --- | --- |
| identity | PUBLISHED |
| corporate_structure | NOT_REVIEWED |
| board | PUBLISHED |
| committees | PUBLISHED |
| leadership | PUBLISHED |
| ownership | NOT_REVIEWED |
| financials | NOT_REVIEWED |
| capital_structure | PUBLISHED |
| compensation | NOT_REVIEWED |
| governance | NOT_REVIEWED |
| shareholder_governance | NOT_REVIEWED |
| audit | NOT_REVIEWED |
| legal | NOT_REVIEWED |
| risk | NOT_REVIEWED |
| cyber | NOT_REVIEWED |
| ai_governance | NOT_REVIEWED |
| agent_governance | RESTRICTED |
| markets_external | PUBLISHED |
| events | PUBLISHED |
| relationships | PUBLISHED |
| assessments | PUBLISHED |
| evidence | PUBLISHED |
## Board
- D. James Umpleby III: Chair. Status: current. Independent: NOT_PUBLISHED. Since: 2025-04-30. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:10
- David W. MacLennan: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. Committees: Audit (chair); Audit · Chair; Sustainability and Public Policy; Executive (member); Executive (member); Sustainability and Public Policy (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:12
- Debra L. Reed-Klages: Lead Independent Director. Status: current. Independent: NOT_PUBLISHED. Since: 2015-01-01. Committees: Executive (member); Nominating and Governance (chair); Nominating and Governance · Chair; Executive (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:13
- Gerald Johnson: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2021-01-01. Committees: Compensation and Human Resources (member); Compensation and Human Resources; Sustainability and Public Policy (member); Sustainability and Public Policy (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:14
- Jackie Marks: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. Committees: Audit (member); Audit; Compensation and Human Resources (member); Compensation and Human Resources (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:15
- James C. Fish, Jr.: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2023-01-01. Committees: Audit (member); Audit; Sustainability and Public Policy · Chair; Executive (member); Executive (member); Sustainability and Public Policy (chair). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:16
- Joseph E. Creed: Chair. Status: current. Independent: NOT_PUBLISHED. Since: 2025-01-01. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:11
- Lynn J. Good: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2026-01-01. Committees: Audit (member); Audit; Compensation and Human Resources (member); Compensation and Human Resources (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:17
- Nazzic S. Keene: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2024-01-01. Committees: Compensation and Human Resources (member); Compensation and Human Resources; Nominating and Governance (member); Nominating and Governance (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:18
- Rayford Wilkins Jr: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2017-01-01. Committees: Compensation and Human Resources (chair); Compensation and Human Resources · Chair; Nominating and Governance; Executive (member); Executive (member); Nominating and Governance (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:19
- Susan C. Schwab: Director. Status: current. Independent: NOT_PUBLISHED. Since: 2009-01-01. Committees: Nominating and Governance (member); Sustainability and Public Policy (member); Sustainability and Public Policy; Nominating and Governance (member). claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:20
## Committees
- Audit (audit). Chair: David W. MacLennan. Members: David W. MacLennan (chair, current); Jackie Marks (member, current); James C. Fish, Jr. (member, current); Lynn J. Good (member, current). committee_id=alpha:committee:caterpillar-inc:audit
- Audit · Chair; Sustainability and Public Policy; Executive (audit). Chair: NOT_PUBLISHED. Members: David W. MacLennan (member, current). committee_id=alpha:committee:caterpillar-inc:audit-chair-sustainability-and-public-policy-executive
- Audit; Compensation and Human Resources (audit). Chair: NOT_PUBLISHED. Members: Jackie Marks (member, current); Lynn J. Good (member, current). committee_id=alpha:committee:caterpillar-inc:audit-compensation-and-human-resources
- Audit; Sustainability and Public Policy · Chair; Executive (audit). Chair: NOT_PUBLISHED. Members: James C. Fish, Jr. (member, current). committee_id=alpha:committee:caterpillar-inc:audit-sustainability-and-public-policy-chair-executive
- Compensation and Human Resources (compensation). Chair: Rayford Wilkins Jr. Members: Rayford Wilkins Jr (chair, current); Gerald Johnson (member, current); Jackie Marks (member, current); Lynn J. Good (member, current); Nazzic S. Keene (member, current). committee_id=alpha:committee:caterpillar-inc:compensation-and-human-resources
- Compensation and Human Resources · Chair; Nominating and Governance; Executive (compensation). Chair: NOT_PUBLISHED. Members: Rayford Wilkins Jr (member, current). committee_id=alpha:committee:caterpillar-inc:compensation-and-human-resources-chair-nominating-and-governance-executive
- Compensation and Human Resources; Nominating and Governance (compensation). Chair: NOT_PUBLISHED. Members: Nazzic S. Keene (member, current). committee_id=alpha:committee:caterpillar-inc:compensation-and-human-resources-nominating-and-governance
- Compensation and Human Resources; Sustainability and Public Policy (compensation). Chair: NOT_PUBLISHED. Members: Gerald Johnson (member, current). committee_id=alpha:committee:caterpillar-inc:compensation-and-human-resources-sustainability-and-public-policy
- Executive (executive). Chair: NOT_PUBLISHED. Members: David W. MacLennan (member, current); Debra L. Reed-Klages (member, current); James C. Fish, Jr. (member, current); Rayford Wilkins Jr (member, current). committee_id=alpha:committee:caterpillar-inc:executive
- Nominating and Governance (nominating_governance). Chair: Debra L. Reed-Klages. Members: Debra L. Reed-Klages (chair, current); Nazzic S. Keene (member, current); Rayford Wilkins Jr (member, current); Susan C. Schwab (member, current). committee_id=alpha:committee:caterpillar-inc:nominating-and-governance
- Nominating and Governance · Chair; Executive (nominating_governance). Chair: NOT_PUBLISHED. Members: Debra L. Reed-Klages (member, current). committee_id=alpha:committee:caterpillar-inc:nominating-and-governance-chair-executive
- Sustainability and Public Policy (esg). Chair: James C. Fish, Jr.. Members: James C. Fish, Jr. (chair, current); David W. MacLennan (member, current); Gerald Johnson (member, current); Susan C. Schwab (member, current). committee_id=alpha:committee:caterpillar-inc:sustainability-and-public-policy
- Sustainability and Public Policy; Nominating and Governance (nominating_governance). Chair: NOT_PUBLISHED. Members: Susan C. Schwab (member, current). committee_id=alpha:committee:caterpillar-inc:sustainability-and-public-policy-nominating-and-governance
## Executive leadership
- Andrew R.J. Bonfield: Chief Financial Officer [CFO]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:21
- Anthony D. Fassino: Group President [PRESIDENT]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:22
- Bob De Lange: Group President [PRESIDENT]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:23
- Christine M. Pambianchi: Chief Human Resources Officer [CHRO]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:24
- Denise C. Johnson: Group President [PRESIDENT]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:25
- Derek R. Owens: Chief Legal Officer and General Counsel [GC]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:26
- Jason E. Kaiser: Group President [PRESIDENT]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:27
- Joseph E. Creed: Chief Executive Officer [CEO]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:28
- Rodney M. Shurman: Group President [PRESIDENT]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:29
- William E. Schaupp: Vice President and Chief Accounting Officer [CAO]. Status: unknown. claim_id=alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:30
## Governance events
- DIRECTOR_APPOINTED: Lynn J. Good seat on Caterpillar Inc., effective 2026-01-01. Effective: 2026-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1m2lit127gp8t
- COMMITTEE_MEMBER_ADDED: Lynn J. Good member of Audit; Compensation and Human Resources, effective 2026-01-01. Effective: 2026-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:pkticozn3v50
- DIRECTOR_APPOINTED: D. James Umpleby III seat on Caterpillar Inc., effective 2025-04-30. Effective: 2025-04-30. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:mooztx17xuqdf
- BOARD_CHAIR_CHANGED: D. James Umpleby III chairs board Caterpillar Inc., effective 2025-04-30. Effective: 2025-04-30. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:ayhxdxg8bdcz
- DIRECTOR_APPOINTED: Joseph E. Creed seat on Caterpillar Inc., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1wk0x22abc5pg
- BOARD_CHAIR_CHANGED: Joseph E. Creed chairs board Caterpillar Inc., effective 2025-01-01. Effective: 2025-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:lqxuogychy20
- DIRECTOR_APPOINTED: Nazzic S. Keene seat on Caterpillar Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:3y4sbzz0zyd9
- COMMITTEE_CREATED: Compensation and Human Resources; Nominating and Governance committee of Caterpillar Inc., effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1p91wll1lf2eht
- COMMITTEE_MEMBER_ADDED: Nazzic S. Keene member of Compensation and Human Resources; Nominating and Governance, effective 2024-01-01. Effective: 2024-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:18x9urc14n9f9e
- DIRECTOR_APPOINTED: Jackie Marks seat on Caterpillar Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1wt9b0914v297b
- DIRECTOR_APPOINTED: James C. Fish, Jr. seat on Caterpillar Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1loe23f1mb87m7
- COMMITTEE_CREATED: Audit; Compensation and Human Resources committee of Caterpillar Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:o3xucx1cr7u4p
- COMMITTEE_MEMBER_ADDED: Jackie Marks member of Audit; Compensation and Human Resources, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1xpyqwi13noy2q
- COMMITTEE_CREATED: Audit; Sustainability and Public Policy · Chair; Executive committee of Caterpillar Inc., effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:iyxy4d1h31o5f
- COMMITTEE_MEMBER_ADDED: James C. Fish, Jr. member of Audit; Sustainability and Public Policy · Chair; Executive, effective 2023-01-01. Effective: 2023-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1dx5xjzbgk0sl
- DIRECTOR_APPOINTED: David W. MacLennan seat on Caterpillar Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:oyuxlwhwiv8u
- DIRECTOR_APPOINTED: Gerald Johnson seat on Caterpillar Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:18iricfj6l9th
- COMMITTEE_CREATED: Audit · Chair; Sustainability and Public Policy; Executive committee of Caterpillar Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:pg2rpw24rtby
- COMMITTEE_MEMBER_ADDED: David W. MacLennan member of Audit · Chair; Sustainability and Public Policy; Executive, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:rg278k1ma991o
- COMMITTEE_CREATED: Compensation and Human Resources; Sustainability and Public Policy committee of Caterpillar Inc., effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1hw4fln1yrzr5h
- COMMITTEE_MEMBER_ADDED: Gerald Johnson member of Compensation and Human Resources; Sustainability and Public Policy, effective 2021-01-01. Effective: 2021-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1wo2wvp3my9p7
- DIRECTOR_APPOINTED: Rayford Wilkins Jr seat on Caterpillar Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:sgppln1n3nhov
- COMMITTEE_CREATED: Compensation and Human Resources · Chair; Nominating and Governance; Executive committee of Caterpillar Inc., effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:t4pdpd1p4a99v
- COMMITTEE_MEMBER_ADDED: Rayford Wilkins Jr member of Compensation and Human Resources · Chair; Nominating and Governance; Executive, effective 2017-01-01. Effective: 2017-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1c8j9g51qyndt5
- DIRECTOR_APPOINTED: Debra L. Reed-Klages seat on Caterpillar Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1i1lmiyr1f4gg
- LEAD_DIRECTOR_CHANGED: Debra L. Reed-Klages lead independent director of Caterpillar Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:tp72tm17w4534
- COMMITTEE_CREATED: Nominating and Governance · Chair; Executive committee of Caterpillar Inc., effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:45tdoilwgmvc
- COMMITTEE_MEMBER_ADDED: Debra L. Reed-Klages member of Nominating and Governance · Chair; Executive, effective 2015-01-01. Effective: 2015-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1cz9d8l1axh2sf
- DIRECTOR_APPOINTED: Susan C. Schwab seat on Caterpillar Inc., effective 2009-01-01. Effective: 2009-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:l7sjw7wfhkox
- COMMITTEE_CREATED: Sustainability and Public Policy; Nominating and Governance committee of Caterpillar Inc., effective 2009-01-01. Effective: 2009-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:1h4ix5h1ba9jmt
- COMMITTEE_MEMBER_ADDED: Susan C. Schwab member of Sustainability and Public Policy; Nominating and Governance, effective 2009-01-01. Effective: 2009-01-01. Detected: 2026-10-15T04:45:03.089715+00:00. event_id=alpha:event:transition:eq2jxc138pcdg
## Scoped resources
- `alpha://company/caterpillar-inc` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record
- `alpha://company/caterpillar-inc/identity` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=identity
- `alpha://company/caterpillar-inc/corporate-structure` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=corporate-structure
- `alpha://company/caterpillar-inc/board` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=board
- `alpha://company/caterpillar-inc/committees` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=committees
- `alpha://company/caterpillar-inc/leadership` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=leadership
- `alpha://company/caterpillar-inc/ownership` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=ownership
- `alpha://company/caterpillar-inc/financials` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=financials
- `alpha://company/caterpillar-inc/capital-structure` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=capital-structure
- `alpha://company/caterpillar-inc/compensation` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=compensation
- `alpha://company/caterpillar-inc/governance` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=governance
- `alpha://company/caterpillar-inc/shareholder-governance` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=shareholder-governance
- `alpha://company/caterpillar-inc/audit` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=audit
- `alpha://company/caterpillar-inc/legal` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=legal
- `alpha://company/caterpillar-inc/risk` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=risk
- `alpha://company/caterpillar-inc/cyber` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=cyber
- `alpha://company/caterpillar-inc/ai-governance` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=ai-governance
- `alpha://company/caterpillar-inc/agents` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=agents
- `alpha://company/caterpillar-inc/ecosystem` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=ecosystem
- `alpha://company/caterpillar-inc/events` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=events
- `alpha://company/caterpillar-inc/relationships` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=relationships
- `alpha://company/caterpillar-inc/assessments` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=assessments
- `alpha://company/caterpillar-inc/evidence` (contract): https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record§ion=evidence
## Role modules
- NOT_ASSERTED
## Attention
- NO_RECORDS_FOUND
## Committee data
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:32: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"chair","person":{"alpha_id":"alpha:person:david-w-maclennan","name":"David W. MacLennan"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:33: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:judith-f-marks","name":"Jackie Marks"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:34: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:james-c-fish-jr","name":"James C. Fish, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:35: `{"kind":"committee_appointment","original_name":"Audit","category":"audit","role":"member","person":{"alpha_id":"alpha:person:lynn-j-good","name":"Lynn J. Good"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:37: `{"kind":"committee_appointment","original_name":"Compensation and Human Resources","category":"compensation","role":"chair","person":{"alpha_id":"alpha:person:rayford-wilkins-jr","name":"Rayford Wilkins Jr"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:38: `{"kind":"committee_appointment","original_name":"Compensation and Human Resources","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:gerald-johnson","name":"Gerald Johnson"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:39: `{"kind":"committee_appointment","original_name":"Compensation and Human Resources","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:judith-f-marks","name":"Jackie Marks"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:40: `{"kind":"committee_appointment","original_name":"Compensation and Human Resources","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:lynn-j-good","name":"Lynn J. Good"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:41: `{"kind":"committee_appointment","original_name":"Compensation and Human Resources","category":"compensation","role":"member","person":{"alpha_id":"alpha:person:nazzic-s-keene","name":"Nazzic S. Keene"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:43: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:david-w-maclennan","name":"David W. MacLennan"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:44: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:debra-l-reed-klages","name":"Debra L. Reed-Klages"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:45: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:james-c-fish-jr","name":"James C. Fish, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:46: `{"kind":"committee_appointment","original_name":"Executive","category":"other","role":"member","person":{"alpha_id":"alpha:person:rayford-wilkins-jr","name":"Rayford Wilkins Jr"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:48: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"chair","person":{"alpha_id":"alpha:person:debra-l-reed-klages","name":"Debra L. Reed-Klages"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:49: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:nazzic-s-keene","name":"Nazzic S. Keene"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:50: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:rayford-wilkins-jr","name":"Rayford Wilkins Jr"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:51: `{"kind":"committee_appointment","original_name":"Nominating and Governance","category":"nominating_governance","role":"member","person":{"alpha_id":"alpha:person:susan-c-schwab","name":"Susan C. Schwab"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:53: `{"kind":"committee_appointment","original_name":"Sustainability and Public Policy","category":"esg","role":"chair","person":{"alpha_id":"alpha:person:james-c-fish-jr","name":"James C. Fish, Jr."},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:54: `{"kind":"committee_appointment","original_name":"Sustainability and Public Policy","category":"esg","role":"member","person":{"alpha_id":"alpha:person:david-w-maclennan","name":"David W. MacLennan"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:55: `{"kind":"committee_appointment","original_name":"Sustainability and Public Policy","category":"esg","role":"member","person":{"alpha_id":"alpha:person:gerald-johnson","name":"Gerald Johnson"},"source_id":"board_seats"}`
- Claim alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:56: `{"kind":"committee_appointment","original_name":"Sustainability and Public Policy","category":"esg","role":"member","person":{"alpha_id":"alpha:person:susan-c-schwab","name":"Susan C. Schwab"},"source_id":"board_seats"}`
## Leadership
- D. James Umpleby III: Chair. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:10. Valid from: 2025-04-30. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:c1514222796151d15812eed3790cb35a7712c730997a5c2768f7ceab39a5c7f2.
- Joseph E. Creed: Chair. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:11. Valid from: 2025-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:85e9412ca25a123dc15e5eb962017137a472b510fccea26f817b091a037f97ac.
- David W. MacLennan: Director, Audit · Chair; Sustainability and Public Policy; Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:12. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:0992ede30d15df4f731ccf2f6b865a112fb198ad45a6db0aba0bdae4afb46cd3.
- Debra L. Reed-Klages: Lead Independent Director, Nominating and Governance · Chair; Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:13. Valid from: 2015-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:401e34ff0790a07cc4c0b916a0b3a4261135b505a71e52a5e9829eebf935a48a.
- Gerald Johnson: Director, Compensation and Human Resources; Sustainability and Public Policy. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:14. Valid from: 2021-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:75b25e9ef1d7bb9cfa0bf19cea017af2d6e268204513c6c436240ca531e1cc3c.
- Jackie Marks: Director, Audit; Compensation and Human Resources. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:15. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:f18c28206a4d00175823cdc6136cdbd532845ab86ffbc21d885b029bdb7b078f.
- James C. Fish, Jr.: Director, Audit; Sustainability and Public Policy · Chair; Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:16. Valid from: 2023-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:da1196551f6f4acf8d335a166136750311f6301c9280e37908dc021638ac1ab9.
- Lynn J. Good: Director, Audit; Compensation and Human Resources. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:17. Valid from: 2026-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:ef360e4734089bc97747c85c0439bdd03bf097c4f197f8f86c7d7888fec5ee7e.
- Nazzic S. Keene: Director, Compensation and Human Resources; Nominating and Governance. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:18. Valid from: 2024-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:1e9bf26a29a52e424df2924ff9f3029760271706615ff635854d1aec16ec18d3.
- Rayford Wilkins Jr: Director, Compensation and Human Resources · Chair; Nominating and Governance; Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:19. Valid from: 2017-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:b971a386506b3571dab4e31c9e655a09b9dad5926fad73f35f6b3e69e0f1d73b.
- Susan C. Schwab: Director, Sustainability and Public Policy; Nominating and Governance. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:20. Valid from: 2009-01-01. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:fc7e97fd2b1d7bb5a904271f641fea6fda16e42a34f764d069a0462535c3c221.
- Andrew R.J. Bonfield: Chief Financial Officer. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:21. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:dd5b6bce231d48af424d9ffa1d829bd55b1709dfcc4e95ecaa20cbdbeac55a97.
- Anthony D. Fassino: Group President. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:22. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:28060fb5ff0fb80f0f1a7be8d0f09f9c48d4a54bc1679abb18b6c3e2f0e6a1a1.
- Bob De Lange: Group President. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:23. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:54ca2ccab16e9cf09c0f5b62c200d940c016db7f891c51b23c3120d80554b3bf.
- Christine M. Pambianchi: Chief Human Resources Officer. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:24. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:01f3e7c5565f0b7ec82eaa421962c01968896e0e30ba4b3bde53043656ff9d14.
- Denise C. Johnson: Group President. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:25. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:98828276b8ea17830d7de1b7709d0a54cc45319147174961db740de6db316005.
- Derek R. Owens: Chief Legal Officer and General Counsel. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:26. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:9d8e5fe34272c16725a727978b1c97c613c7ae0ce76754924a8921cb3e0ae0a9.
- Jason E. Kaiser: Group President. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:27. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:a31fbbfac63453b5b1677cca137638f1f7b6608c2b7df8c0eaeb3e34cf830c6f.
- Joseph E. Creed: Chief Executive Officer. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:28. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:34e989301e4938fa1f823969893b12b414fb96a385307d8170f9bc5a77b6306c.
- Rodney M. Shurman: Group President. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:29. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:85159df2b75671030ae6449565967ff43f1e72a78cda50be7ed1d1e515611413.
- William E. Schaupp: Vice President and Chief Accounting Officer. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:leadership_role:30. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:document:ab9f71689ed8a915770127a3370c206333fff7caad2f98984f70dffb92d7c886.
## Roles
- PUBLISHED
## Governance
- NOT_ASSERTED
## Board committees
- Audit: Chair David W. MacLennan; Members David W. MacLennan (Chair); Jackie Marks; James C. Fish, Jr.; Lynn J. Good. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_record:31. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Compensation and Human Resources: Chair Rayford Wilkins Jr; Members Rayford Wilkins Jr (Chair); Gerald Johnson; Jackie Marks; Lynn J. Good; Nazzic S. Keene. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_record:36. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Executive: Chair not stated; Members David W. MacLennan; Debra L. Reed-Klages; James C. Fish, Jr.; Rayford Wilkins Jr. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_record:42. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Nominating and Governance: Chair Debra L. Reed-Klages; Members Debra L. Reed-Klages (Chair); Nazzic S. Keene; Rayford Wilkins Jr; Susan C. Schwab. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_record:47. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Sustainability and Public Policy: Chair James C. Fish, Jr.; Members James C. Fish, Jr. (Chair); David W. MacLennan; Gerald Johnson; Susan C. Schwab. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_record:52. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
## Financials
- NOT_ASSERTED
## Workforce
- NOT_ASSERTED
## Market and index context
- S&P 500 (SPX). Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:index_membership:57. Valid from: 1957-03-04. Valid to: NOT_ASSERTED. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a.
## Legal Name
- CATERPILLAR INC. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:legal_name:1. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790.
## Entity Status
- Public listing published. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:entity_status:3. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790.
## Official Website
- https://www.caterpillar.com. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:official_website:4. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9ec32bf2b8fb1fef85656556291aef119df19f1c1e69829bc7389e517ab751b6.
## Published Fact
- US. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:published_fact:5. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790.
- DE. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:published_fact:6. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790.
- Industrials. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:published_fact:7. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790.
- Farm & Heavy Construction Machinery. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:published_fact:8. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790.
- https://www.caterpillar.com. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:published_fact:9. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9ec32bf2b8fb1fef85656556291aef119df19f1c1e69829bc7389e517ab751b6.
## Committee Appointment
- David W. MacLennan: chair, Audit. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:32. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Jackie Marks: member, Audit. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:33. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- James C. Fish, Jr.: member, Audit. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:34. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Lynn J. Good: member, Audit. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:35. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Rayford Wilkins Jr: chair, Compensation and Human Resources. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:37. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Gerald Johnson: member, Compensation and Human Resources. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:38. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Jackie Marks: member, Compensation and Human Resources. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:39. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Lynn J. Good: member, Compensation and Human Resources. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:40. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Nazzic S. Keene: member, Compensation and Human Resources. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:41. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- David W. MacLennan: member, Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:43. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Debra L. Reed-Klages: member, Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:44. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- James C. Fish, Jr.: member, Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:45. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Rayford Wilkins Jr: member, Executive. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:46. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Debra L. Reed-Klages: chair, Nominating and Governance. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:48. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Nazzic S. Keene: member, Nominating and Governance. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:49. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Rayford Wilkins Jr: member, Nominating and Governance. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:50. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Susan C. Schwab: member, Nominating and Governance. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:51. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- James C. Fish, Jr.: chair, Sustainability and Public Policy. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:53. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- David W. MacLennan: member, Sustainability and Public Policy. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:54. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Gerald Johnson: member, Sustainability and Public Policy. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:55. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
- Susan C. Schwab: member, Sustainability and Public Policy. Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:committee_appointment:56. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62.
## Security Listing
- CAT (NYSE). Claim: alpha:claim:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91:security_listing:58. Publication: PUBLISHED. Verification: source_reported. Assertion: source_reported. Evidence: alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790.
## Coverage states
| Field | Value |
| --- | --- |
| Identity | PUBLISHED |
| Business | PUBLISHED |
| Leadership | PUBLISHED |
| Board and committees | PUBLISHED |
| Governance | NOT_ASSERTED |
| Financials | NOT_ASSERTED |
| Workforce | NOT_ASSERTED |
| Ownership | NOT_ASSERTED |
| Ratings | NOT_PUBLISHED |
| Market and index context | PUBLISHED |
## Public sources
- alpha:projection-evidence:1e6e68e08524dca707ac7a60d2a0b792695812932bce90daea8fd362a09a6790: [Alpha canonical company public projection](https://www.alpha.ac/api/public/companies/caterpillar-inc).
- alpha:projection-evidence:9ec32bf2b8fb1fef85656556291aef119df19f1c1e69829bc7389e517ab751b6: [CATERPILLAR INC Form 10-K (filed 2026-02-13)](https://www.sec.gov/Archives/edgar/data/18230/000001823026000008/cat-20251231.htm).
- alpha:projection-evidence:document:c1514222796151d15812eed3790cb35a7712c730997a5c2768f7ceab39a5c7f2: [CAT DEF 14A director slate](https://www.sec.gov/Archives/edgar/data/0000018230/000130817925000529/cat012723-def14a.htm).
- alpha:projection-evidence:document:85e9412ca25a123dc15e5eb962017137a472b510fccea26f817b091a037f97ac: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:0992ede30d15df4f731ccf2f6b865a112fb198ad45a6db0aba0bdae4afb46cd3: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:401e34ff0790a07cc4c0b916a0b3a4261135b505a71e52a5e9829eebf935a48a: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:75b25e9ef1d7bb9cfa0bf19cea017af2d6e268204513c6c436240ca531e1cc3c: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:f18c28206a4d00175823cdc6136cdbd532845ab86ffbc21d885b029bdb7b078f: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:da1196551f6f4acf8d335a166136750311f6301c9280e37908dc021638ac1ab9: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:ef360e4734089bc97747c85c0439bdd03bf097c4f197f8f86c7d7888fec5ee7e: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:1e9bf26a29a52e424df2924ff9f3029760271706615ff635854d1aec16ec18d3: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:b971a386506b3571dab4e31c9e655a09b9dad5926fad73f35f6b3e69e0f1d73b: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:fc7e97fd2b1d7bb5a904271f641fea6fda16e42a34f764d069a0462535c3c221: [Caterpillar director board source](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:document:dd5b6bce231d48af424d9ffa1d829bd55b1709dfcc4e95ecaa20cbdbeac55a97: CAT executive roster source.
- alpha:projection-evidence:document:28060fb5ff0fb80f0f1a7be8d0f09f9c48d4a54bc1679abb18b6c3e2f0e6a1a1: CAT executive roster source.
- alpha:projection-evidence:document:54ca2ccab16e9cf09c0f5b62c200d940c016db7f891c51b23c3120d80554b3bf: CAT executive roster source.
- alpha:projection-evidence:document:01f3e7c5565f0b7ec82eaa421962c01968896e0e30ba4b3bde53043656ff9d14: CAT executive roster source.
- alpha:projection-evidence:document:98828276b8ea17830d7de1b7709d0a54cc45319147174961db740de6db316005: CAT executive roster source.
- alpha:projection-evidence:document:9d8e5fe34272c16725a727978b1c97c613c7ae0ce76754924a8921cb3e0ae0a9: CAT executive roster source.
- alpha:projection-evidence:document:a31fbbfac63453b5b1677cca137638f1f7b6608c2b7df8c0eaeb3e34cf830c6f: CAT executive roster source.
- alpha:projection-evidence:document:34e989301e4938fa1f823969893b12b414fb96a385307d8170f9bc5a77b6306c: CAT executive roster source.
- alpha:projection-evidence:document:85159df2b75671030ae6449565967ff43f1e72a78cda50be7ed1d1e515611413: CAT executive roster source.
- alpha:projection-evidence:document:ab9f71689ed8a915770127a3370c206333fff7caad2f98984f70dffb92d7c886: CAT executive roster source.
- alpha:projection-evidence:9809eadde891b673f67b2c45346d06aea816b5b59e6d1f77cbc199b48763dd62: [Audit](https://www.sec.gov/Archives/edgar/data/18230/000130817926000358/cat014496-def14a.htm).
- alpha:projection-evidence:827a22a1567eda11fa866650563f33918ee2975144378fa7fd6f46399da5427a: [S&P 500](https://www.slickcharts.com/sp500).
## Rights
| Field | Value |
| --- | --- |
| public_retrieval | allowed |
| agent_retrieval | allowed |
| redistribution | not_granted |
| model_training | not_granted |
| commercial_use | not_specified |
| relationship_pathfinding | not_granted |
| direct_contact | not_granted |
## Limitations
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.
## Alternate representations
- [Canonical profile](https://registry.alpha.ac/companies/caterpillar-inc)
- [Public Markdown](https://registry.alpha.ac/companies/caterpillar-inc.md)
- [Public JSON](https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=record)
- [JSON-LD](https://registry.alpha.ac/api/public/companies/caterpillar-inc?format=jsonld)
- MCP resource: `alpha://companies/caterpillar-inc` at https://mcp.alpha.ac/mcp
## Connected governance records
Only explicitly published, rights-cleared records. Missing records do not establish absence, safety, or complete coverage.
## Critical-risk oversight
Snapshot as of 2026-10-16T03:21:22.942658+00:00; recorded 2026-10-16T03:21:22.942658+00:00. Every published assignment for this snapshot is listed.
Only explicitly reviewed, rights-cleared assignments in effect on the as-of date, in the company's own wording.
An assignment shows where oversight is placed, not whether it is effective. Missing records do not establish absence.Caterpillar Inc., for agents
The same record as the human view, as a structured object any agent can read and cite. Reading is open to every agent, model, and tool, with no key and no account. Signing and transparency logging are not yet published for this record.
- Alpha ID
- alpha:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91
- Version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ceRecorded Oct 15, 2026
- Content hash
- Not yet signed
- Signature
- Not yet signed
- Transparency log
- Not yet signed
- Freshness
- ObservedChecked Oct 15, 2026. Reviewed Oct 15, 2026
- Read access
- OpenNo key for public retrieval
- Processing basis
- Public recordDoctrine
Read
OpenOne canonical URL. The Accept header or a file suffix selects the format. Every format renders the same Claims and carries the same record version.
curl -H "Accept: application/json" https://registry.alpha.ac/companies/caterpillar-incTrustCheck and Governance Receipts
Agent tierIllustrative. TrustChecks run in the private enterprise overlay. The example below is generated for this entity class and does not reference this record. Contract: TrustCheck and Governance Receipts v0.1.
Agents about to act ask a question, not for a document. A TrustCheck evaluates the AuthorityGrant objects behind a proposed action and returns allow, deny, require_approval, or insufficient_evidence. The source system acts, and a GovernanceReceipt records what the agent relied on.
- allow, deny
- The AuthorityGrant and policy decide. Reason codes name the rule.
- require_approval
- An entitled human records the decision. Customer policy sets the threshold, never an Eval.
- insufficient_evidence
- No authority is registered. Alpha never infers permission to act.
curl https://www.alpha.ac/v1/action-intents \
-H 'Content-Type: application/json' \
-b "$ALPHA_SESSION_COOKIE" \
-d '{
"schema_version": "2026-08-29",
"environment": "test",
"actor": { "alpha_id": "alpha:account:self", "type": "alpha_account" },
"principal": { "alpha_id": "alpha:company:example-issuer", "type": "organization" },
"organization": { "alpha_id": "alpha:company:example-issuer", "type": "organization" },
"proposed_action": { "type": "purchase_order.commit", "description": "Accept an order placed by an agent claiming company authority." },
"requested_authority": ["purchase_order.commit"]
}'
# then
curl https://www.alpha.ac/v1/trust-checks -H 'Content-Type: application/json' \
-b "$ALPHA_SESSION_COOKIE" -d '{ "action_intent_id": "<from the previous response>" }'{
"schema_version": "2026-08-29",
"trust_check_id": "alpha:trust-check:illustrative-0001",
"decision": "insufficient_evidence",
"explanation": "No AuthorityGrant names this agent and organization.",
"reason_codes": [
"authority_grant_missing"
],
"evaluated_authority": {
"authority_grants": []
},
"policy_version": "trustcheck.registry-claim.test.v0.1",
"integrity_state": "recorded",
"limitations": [
"Illustrative example. No TrustCheck was run for this record."
]
}{
"schema_version": "2026-08-29",
"receipt_id": "alpha:receipt:illustrative-0001",
"environment": "test",
"actor": {
"alpha_id": "alpha:account:self",
"type": "alpha_account"
},
"agent": {
"provider": {
"alpha_id": "alpha:company:example-agent-provider",
"type": "provider"
},
"product": {
"alpha_id": "alpha:agent-product:example-procurement-agent",
"type": "agent_product"
},
"deployment": {
"alpha_id": "alpha:agent-deployment:example-deployment",
"type": "agent_deployment"
},
"use_case": {
"alpha_id": "alpha:agent-use-case:example-purchase-order",
"type": "agent_use_case"
},
"workflow": "Illustrative purchase order commitment"
},
"principal": {
"alpha_id": "alpha:company:example-issuer",
"type": "organization"
},
"sponsor": {
"alpha_id": "alpha:company:example-issuer",
"type": "organization"
},
"action_intent_id": "alpha:action-intent:illustrative-0001",
"trust_check_id": "alpha:trust-check:illustrative-0001",
"authority_grant_references": [],
"action_intent": {
"type": "purchase_order.commit"
},
"affected_alpha_ids": [
"alpha:company:example-issuer"
],
"trust_check_decision": "insufficient_evidence",
"policy_version": "trustcheck.registry-claim.test.v0.1",
"rule_references": [
{
"reason_code": "authority_grant_missing",
"rule_id": "trustcheck.authority_grant_missing",
"policy_ref": "trustcheck.registry-claim.test.v0.1",
"control_ref": null,
"grant_policy_references": []
}
],
"integrity": "Illustrative. Not issued, not signed."
}Connect
Open readEvery surface reads the same published record. No surface holds its own copy of the facts.
// claude_desktop_config.json, Cursor, or any MCP client
{
"mcpServers": {
"alpha": { "url": "https://mcp.alpha.ac/mcp" }
}
}
// This record as an MCP resource
alpha://companies/caterpillar-incalpha://companies/caterpillar-incThis record as an MCP resourcehttps://registry.alpha.ac/api/public/companies/caterpillar-inc?format=recordThe same record over HTTP
Subscribe to changes
Agent tier, previewNo public subscription endpoint is published yet. Event delivery is part of Agent tier access, in preview. Access and availability.
DIRECTOR_APPOINTEDDerived governance event published on this record (alpha-governance-event-derivation-v2)COMMITTEE_MEMBER_ADDEDDerived governance event published on this record (alpha-governance-event-derivation-v2)BOARD_CHAIR_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)COMMITTEE_CREATEDDerived governance event published on this record (alpha-governance-event-derivation-v2)LEAD_DIRECTOR_CHANGEDDerived governance event published on this record (alpha-governance-event-derivation-v2)
{
"specversion": "1.0",
"type": "ac.alpha.registry.DIRECTOR_APPOINTED",
"source": "https://registry.alpha.ac/companies/caterpillar-inc",
"subject": "alpha:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91",
"data": {
"record_version": "public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce",
"note": "Subscription delivery is Agent tier, preview. Not yet available publicly."
}
}Versions and changes
OpenRecords are versioned. Derived governance events on this record are listed below with the version that publishes them. Effective is the world time the derivation states; Recorded is when Alpha detected the event. Content hashes and log entries appear once records are signed.
| Version | Effective | Recorded | Content hash | Log entry | What changed |
|---|---|---|---|---|---|
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2026 | Oct 15, 2026 | Not yet signed | Not yet signed | Lynn J. Good seat on Caterpillar Inc., effective 2026-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2026 | Oct 15, 2026 | Not yet signed | Not yet signed | Lynn J. Good member of Audit; Compensation and Human Resources, effective 2026-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Apr 30, 2025 | Oct 15, 2026 | Not yet signed | Not yet signed | D. James Umpleby III seat on Caterpillar Inc., effective 2025-04-30. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Apr 30, 2025 | Oct 15, 2026 | Not yet signed | Not yet signed | D. James Umpleby III chairs board Caterpillar Inc., effective 2025-04-30. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2025 | Oct 15, 2026 | Not yet signed | Not yet signed | Joseph E. Creed seat on Caterpillar Inc., effective 2025-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2025 | Oct 15, 2026 | Not yet signed | Not yet signed | Joseph E. Creed chairs board Caterpillar Inc., effective 2025-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2024 | Oct 15, 2026 | Not yet signed | Not yet signed | Nazzic S. Keene seat on Caterpillar Inc., effective 2024-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2024 | Oct 15, 2026 | Not yet signed | Not yet signed | Compensation and Human Resources; Nominating and Governance committee of Caterpillar Inc., effective 2024-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2024 | Oct 15, 2026 | Not yet signed | Not yet signed | Nazzic S. Keene member of Compensation and Human Resources; Nominating and Governance, effective 2024-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2023 | Oct 15, 2026 | Not yet signed | Not yet signed | Jackie Marks seat on Caterpillar Inc., effective 2023-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2023 | Oct 15, 2026 | Not yet signed | Not yet signed | James C. Fish, Jr. seat on Caterpillar Inc., effective 2023-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2023 | Oct 15, 2026 | Not yet signed | Not yet signed | Audit; Compensation and Human Resources committee of Caterpillar Inc., effective 2023-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2023 | Oct 15, 2026 | Not yet signed | Not yet signed | Jackie Marks member of Audit; Compensation and Human Resources, effective 2023-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2023 | Oct 15, 2026 | Not yet signed | Not yet signed | Audit; Sustainability and Public Policy · Chair; Executive committee of Caterpillar Inc., effective 2023-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2023 | Oct 15, 2026 | Not yet signed | Not yet signed | James C. Fish, Jr. member of Audit; Sustainability and Public Policy · Chair; Executive, effective 2023-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 15, 2026 | Not yet signed | Not yet signed | David W. MacLennan seat on Caterpillar Inc., effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 15, 2026 | Not yet signed | Not yet signed | Gerald Johnson seat on Caterpillar Inc., effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 15, 2026 | Not yet signed | Not yet signed | Audit · Chair; Sustainability and Public Policy; Executive committee of Caterpillar Inc., effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 15, 2026 | Not yet signed | Not yet signed | David W. MacLennan member of Audit · Chair; Sustainability and Public Policy; Executive, effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 15, 2026 | Not yet signed | Not yet signed | Compensation and Human Resources; Sustainability and Public Policy committee of Caterpillar Inc., effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2021 | Oct 15, 2026 | Not yet signed | Not yet signed | Gerald Johnson member of Compensation and Human Resources; Sustainability and Public Policy, effective 2021-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2017 | Oct 15, 2026 | Not yet signed | Not yet signed | Rayford Wilkins Jr seat on Caterpillar Inc., effective 2017-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2017 | Oct 15, 2026 | Not yet signed | Not yet signed | Compensation and Human Resources · Chair; Nominating and Governance; Executive committee of Caterpillar Inc., effective 2017-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2017 | Oct 15, 2026 | Not yet signed | Not yet signed | Rayford Wilkins Jr member of Compensation and Human Resources · Chair; Nominating and Governance; Executive, effective 2017-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 15, 2026 | Not yet signed | Not yet signed | Debra L. Reed-Klages seat on Caterpillar Inc., effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 15, 2026 | Not yet signed | Not yet signed | Debra L. Reed-Klages lead independent director of Caterpillar Inc., effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 15, 2026 | Not yet signed | Not yet signed | Nominating and Governance · Chair; Executive committee of Caterpillar Inc., effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2015 | Oct 15, 2026 | Not yet signed | Not yet signed | Debra L. Reed-Klages member of Nominating and Governance · Chair; Executive, effective 2015-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2009 | Oct 15, 2026 | Not yet signed | Not yet signed | Susan C. Schwab seat on Caterpillar Inc., effective 2009-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2009 | Oct 15, 2026 | Not yet signed | Not yet signed | Sustainability and Public Policy; Nominating and Governance committee of Caterpillar Inc., effective 2009-01-01. |
| vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce | Jan 1, 2009 | Oct 15, 2026 | Not yet signed | Not yet signed | Susan C. Schwab member of Sustainability and Public Policy; Nominating and Governance, effective 2009-01-01. |
Access, rights, and the public-role doctrine
Facts are open. Rights travel with every Claim and every Evidence record, so an agent sees the same terms whichever format it reads.
| Capability | Access | Agents |
|---|---|---|
| Alpha Disclosure sample | public | human process |
| Alpha public website | public | retrievable now |
| Alpha Standard, methodology, and research | public | retrievable now |
| Alpha Profiles (public executive and company records) | public | retrievable now |
| Public HTTP endpoints described by OpenAPI 3.1 | public | retrievable now |
| Alpha MCP public discovery and read-only capabilities | public | retrievable now |
| Alpha AI Readiness Eval | public | human process |
| Alpha Platform | approved access | requires approved access |
| Alpha API (authenticated operations) | approved access | requires approved access |
| Alpha MCP premium capabilities | approved access | requires approved access |
| Alpha Evals and verified assessments | custom | human process |
| Alpha Council membership | custom | human process |
| Alpha Institute education, workshops, and coaching | custom | human process |
| Governance diagnostics and institutional advisory | custom | human process |
Record limitations. Every representation states these in the same words; nothing is inferred as zero.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.
"rights": {
"public_retrieval": "allowed",
"agent_retrieval": "allowed",
"redistribution": "not_granted",
"model_training": "not_granted",
"commercial_use": "not_specified",
"relationship_pathfinding": "not_granted",
"direct_contact": "not_granted"
}
"evidence_rights": {
"evidence_records": 25,
"redistribution_allowed": 0,
"restricted_or_unknown": 25,
"classified_unknown": 25
}"data_subject": {
"basis": "public_record",
"entity": "alpha:company:7fead8ce-496f-40fc-8dc1-e2aa3d988c91",
"identity_ownership": "unclaimed",
"rights": {
"public_retrieval": "allowed",
"agent_retrieval": "allowed",
"redistribution": "not_granted",
"model_training": "not_granted",
"commercial_use": "not_specified",
"relationship_pathfinding": "not_granted",
"direct_contact": "not_granted"
},
"requests": "https://www.alpha.ac/contact"
}How agents find this
OpenThe page head and every response carry rel="alternate" links and the Registry's Link header. The list below is generated from the same list the server emits.
/.well-known/ai-catalog.jsonAlpha Agentic Resource Discovery manifest/.well-known/api-catalogapi-catalog/.well-known/webmcp.jsonAlpha WebMCP tool discovery/openapi.jsonAlpha Governance Public Intelligence API (OpenAPI 3.1)/apiAlpha Intelligence API/developersAlpha Governance Developer Platform/docs/trustcheck-receipts-v01.mdTrustCheck and Governance Receipts v0.1 test preview/docs/apiAlpha service documentation/llms.txtAlpha service docs for AI agents/agents.mdAlpha agent instructions (when to use Alpha)/api-versioning.mdAlpha public API versioning and deprecation policy/.well-known/agent-skills/index.jsonAgent Skills Index/products/accessAlpha Access and Availability/api/public/product-accessAlpha Product Access and Availability JSON/api/public/auth-capabilitiesAlpha Authentication Capabilities JSON/peopleAlpha Executive Profiles/companiesAlpha Company Profiles/people/readinessAlpha Profile Coverage and Agent Readiness/api/public/profile-readinessAlpha Public Profile Readiness JSON/api/public/profiles/steven-wolfe-pereiraAlpha Public Profile JSON Example/.well-known/agent-card.jsonA2A Agent Card/.well-known/mcp/server-card.jsonMCP Server Card/.well-known/openid-configurationOpenID Configuration/.well-known/oauth-protected-resourceOAuth Protected Resource/.well-known/oauth-authorization-serverOAuth Authorization Server (agent_auth)/.well-known/agent-registrationAgent Registration/.well-known/http-message-signatures-directoryhttp-message-signatures-directory/.well-known/jwks-rotationJWKS Rotation Policy/auth.mdAgent Authentication/llms.txtSite overview for AI agents/sitemap.xmlsitemap/api/public/agent-readinessAgent Readiness Status/api/public/company-report/osw-market-dataOSW Market Data Verification
Record map and assertion states
| Section | Anchor | Resource | State | Claims |
|---|---|---|---|---|
| Identity | #c-subject | /identity | Published | 0 |
| Corporate structure | - | /corporate_structure | Not reviewed | - |
| Board | #c-board | /board | Published | 11 |
| Committees | #c-committees | /committees | Published | 26 |
| Leadership | #c-leadership | /leadership | Published | 10 |
| Ownership | #c-control | /ownership | Not reviewed | 0 |
| Financials | #c-financials | /financials | Not reviewed | 2 |
| Capital structure | - | /capital_structure | Published | - |
| Compensation | #c-comp | /compensation | Not reviewed | 0 |
| Governance | #c-governance | /governance | Not reviewed | 0 |
| Shareholder governance | - | /shareholder_governance | Not reviewed | - |
| Audit | - | /audit | Not reviewed | - |
| Legal | #c-legal | /legal | Not reviewed | 0 |
| Risk | #c-risk | /risk | Not reviewed | 0 |
| Cyber | - | /cyber | Not reviewed | - |
| AI governance | #c-ai | /ai_governance | Not reviewed | 0 |
| Agent governance | #c-authority | /agent_governance | Restricted | 0 |
| Markets external | - | /markets_external | Published | - |
| Events | #c-history | /events | Published | 31 |
| Relationships | #c-links | /relationships | Published | 21 |
| Assessments | #c-monitor | /assessments | Published | 0 |
| Evidence | #c-evidence | /evidence | Published | 25 |
- corroboratedTwo or more independent sources agree
- source_reportedOne cited source states it
- alpha_inferenceAlpha's conclusion, with reasoning
- not_disclosedSearched, nothing found. Never rendered as false
- not_reviewedNot yet searched
- not_registeredNo authority registered with Alpha

