Published mark
Heritage Global Inc.
NASDAQ: HGBL. Canonical company identity and public leadership record.
US
Record source reportedRecord not claimedNo Eval published
- Alpha ID
- alpha:company:7547f6ed-4476-447d-b9e9-e01ae3888661
- SEC CIK
- 0000849145
- Record version
- vpublic-1:ro-d751713988987e9331980363e24189ce, published Oct 19, 2026
- Newest evidence
- Apr 21, 2026
- Monitoring
- Not yet monitored Details
- Integrity
- Not yet signed Methodology
- CEO
- Ross DoveSince Mar 12, 2026
- Chair
- Not published
- Independent
- 5 / 77 directors published
- Published claims
- 233 distinct sources
- Evidence records
- 60 pinned
- Source conflicts
- 0None open
Built from 3 distinct sources and 6 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.
CorroboratedSource reportedAlpha inferenceNot disclosed
Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works
EXECUTIVE APPOINTED
David Ludwig executive of Heritage Global Inc., effective 2026-03-12.
EffectiveEffective Mar 12, 2026E3
Monitoring
ContinuousWhat the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.
- IdentityunclaimedPublished
- Evidencesource_reportedPublished
- Evaluationnot_evaluatedPublished
- MonitoringNot yet published for this record.Not published
- AuthorityNot yet published for this record.Not published
- FreshnesscurrentPublished
Leadership
EvidenceBoard of directors
Evidence7 directors published. 5 of 7 with a published determination are independent.
| Director | Status | Since | Committees | Claim |
|---|---|---|---|---|
| Barbara Sinsley | Independent | 2020 | Nominating and Governance, chairNominating and Governance · Chair | Source reportedE2 |
| David Ludwig | Not independent | 2014 | None published | Source reportedE2 |
| Kelly Sharpe | Independent | 2020 | Audit, chairAudit · Chair | Source reportedE2 |
| Michael Hexner | Independent | 2016 | Compensation, chairCompensation · Chair | Source reportedE2 |
| Ross Dove | Not independent | 2015 | None published | Source reportedE2 |
| Samuel Shimer | Independent | 2001 | AuditAudit; CompensationCompensation | Source reportedE2 |
| William Burnham | Independent | 2023 | Audit | Source reportedE2 |
Committees and risk ownership
Evidence| Committee | Chair | Members | Risks assigned |
|---|---|---|---|
| Audit | Kelly Sharpe | Kelly Sharpe, Samuel Shimer, William Burnham | Not described in the published record |
| Audit · Chair | Not published | Kelly Sharpe | Not described in the published record |
| Audit; Compensation | Not published | Samuel Shimer | Not described in the published record |
| Compensation | Michael Hexner | Michael Hexner, Samuel Shimer | Not described in the published record |
| Compensation · Chair | Not published | Michael Hexner | Not described in the published record |
| Nominating and Governance | Barbara Sinsley | Barbara Sinsley | Not described in the published record |
| Nominating and Governance · Chair | Not published | Barbara Sinsley | Not described in the published record |
Committee RecordAudit: Chair Kelly Sharpe; Members Kelly Sharpe (Chair); Samuel Shimer; William Burnham
Committee AppointmentKelly Sharpe: chair, Audit
Committee AppointmentSamuel Shimer: member, Audit
Committee AppointmentWilliam Burnham: member, Audit
Committee RecordCompensation: Chair Michael Hexner; Members Michael Hexner (Chair); Samuel Shimer
Committee AppointmentMichael Hexner: chair, Compensation
Committee AppointmentSamuel Shimer: member, Compensation
Committee RecordNominating and Governance: Chair Barbara Sinsley; Members Barbara Sinsley (Chair)
Committee AppointmentBarbara Sinsley: chair, Nominating and Governance
Control and voting power
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Authority to act
Evidence and agent registryWho can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.
Principal executive officerRoss Dove, President and Chief Executive Officer, from Mar 12, 2026
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
Financials and market context
EvidenceSecurity ListingHGBL (NASDAQ)
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 20, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.
Governance and policies
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Risk, audit, and cyber
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
AI oversight and accountability
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Legal and regulatory
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Compensation
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Other published claims
EvidencePublished Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.
Legal NameHeritage Global Inc.
Entity StatusPublic listing published
Published FactUS
Not yet in this record
CoverageA gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.
- Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
- OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
- FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
- CompensationNot reviewed. Pay design shows how incentives are governed.
- GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
- Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
- AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
- LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
- RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
- CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
- AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
- Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.
Linked people
Same claims as person records- David LudwigPresident, Financial Assets Division; Directorcompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:12, company:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:6
- Nick DovePresident, Industrial Assets Divisioncompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:13
- Ross DovePresident and Chief Executive Officer; Directorcompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:14, company:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:9
- Barbara SinsleyDirectorcompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:5
- Kelly SharpeDirectorcompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:7
- Michael HexnerDirectorcompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:8
- Samuel ShimerDirectorcompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:10
- William BurnhamDirectorcompany:7547f6ed-4476-447d-b9e9-e01ae3888661:leadership_role:11
Subject and corrections
Public-role doctrineThis record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.
- Basis
- Published company record built from public sources
- Sources
- 6 evidence records cited. 0 with redistribution rights.
- Never published
- Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
- Record claimed
- No
- Open disputes
- 0
- Identity ownership
- unclaimed
Claiming not yet available
If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.
Evidence
Authority and rights- E1Alpha canonical company public projection. canonical identity. Retrieved Oct 19, 2026. Cited by 4 Claims.
- E2sec proxy. Published Apr 21, 2026. Retrieved Apr 24, 2026. Cited by 7 Claims.
- E3sec filing. Published Mar 12, 2026. Retrieved May 16, 2026. Cited by 1 Claim.
- E4sec filing. Published Mar 12, 2026. Retrieved May 16, 2026. Cited by 1 Claim.
- E5sec filing. Published Mar 12, 2026. Retrieved May 16, 2026. Cited by 1 Claim.
- E6board_seats. board seats. Cited by 9 Claims.
What changed in version public-1:ro-d751713988987e9331980363e24189ce
vpublic-1:ro-d751713988987e9331980363e24189ce published Oct 19, 2026- David Ludwig executive of Heritage Global Inc., effective 2026-03-12.
- Nick Dove executive of Heritage Global Inc., effective 2026-03-12.
- Ross Dove executive of Heritage Global Inc., effective 2026-03-12.
- William Burnham seat on Heritage Global Inc., effective 2023-01-01.
- Barbara Sinsley seat on Heritage Global Inc., effective 2020-01-01.
- Kelly Sharpe seat on Heritage Global Inc., effective 2020-01-01.
- Audit · Chair committee of Heritage Global Inc., effective 2020-01-01.
- Kelly Sharpe member of Audit · Chair, effective 2020-01-01.
- Nominating and Governance · Chair committee of Heritage Global Inc., effective 2020-01-01.
- Barbara Sinsley member of Nominating and Governance · Chair, effective 2020-01-01.
- Michael Hexner seat on Heritage Global Inc., effective 2016-01-01.
- Compensation · Chair committee of Heritage Global Inc., effective 2016-01-01.
- Michael Hexner member of Compensation · Chair, effective 2016-01-01.
- Ross Dove seat on Heritage Global Inc., effective 2015-01-01.
- David Ludwig seat on Heritage Global Inc., effective 2014-01-01.
- Samuel Shimer seat on Heritage Global Inc., effective 2001-01-01.
- Audit; Compensation committee of Heritage Global Inc., effective 2001-01-01.
- Samuel Shimer member of Audit; Compensation, effective 2001-01-01.