Published mark
UBS Group AG
NYSE: UBS. Canonical company identity and public leadership record.
US
Record source reportedRecord not claimedNo Eval published
- Alpha ID
- alpha:company:7fe02ff2-4a5b-4485-9a94-359dda28c1b3
- SEC CIK
- 0001610520
- Website
- www.ubs.com Open
- Record version
- vpublic-1:ro-d751713988987e9331980363e24189ce, published Oct 17, 2026
- Newest evidence
- Sep 1, 2026
- Monitoring
- Not yet monitored Details
- Integrity
- Not yet signed Methodology
- CEO
- Sergio P. ErmottiGroup Chief Executive Officer
- Chair
- Colm Kelleher
- Independent
- Not published
- Published claims
- 343 distinct sources
- Evidence records
- 40 pinned
- Source conflicts
- 0None open
Built from 3 distinct sources and 4 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.
CorroboratedSource reportedAlpha inferenceNot disclosed
Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works
Monitoring
ContinuousWhat the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.
- IdentityunclaimedPublished
- Evidencesource_reportedPublished
- Evaluationnot_evaluatedPublished
- MonitoringNot yet published for this record.Not published
- AuthorityNot yet published for this record.Not published
- FreshnesscurrentPublished
Leadership
Evidence| Role | Person | Since | Status | Claim |
|---|---|---|---|---|
| President Asset Management | Aleksandar Ivanovic | Not captured | unknown | Source reportedE4 |
| Group General Counsel | Barbara Levi | Not captured | unknown | Source reportedE4 |
| Group Chief Operating Officer, Head Non-Core and Legacy and President UBS Europe, Middle East and Africa | Beatriz Martin Jimenez | Not captured | unknown | Source reportedE4 |
| Group Chief Risk Officer | Damian Vogel | Not captured | unknown | Source reportedE4 |
| Co-President Investment Bank | George Athanasopoulos | Not captured | unknown | Source reportedE4 |
| Co-President Global Wealth Management and President UBS Asia Pacific | Iqbal Khan | Not captured | unknown | Source reportedE4 |
| Co-President Investment Bank | Marco Valla | Not captured | unknown | Source reportedE4 |
| Group Company Secretary | Michael Schoch | Not captured | unknown | Source reportedE3 |
| Group Chief Compliance and Operational Risk Control Officer | Michelle Bereaux | Not captured | unknown | Source reportedE4 |
| Co-President Global Wealth Management and President UBS Americas | Robert Karofsky | Not captured | unknown | Source reportedE4 |
| President Personal & Corporate Banking and President UBS Switzerland | Sabine Keller-Busse | Not captured | unknown | Source reportedE4 |
| Group Chief Executive Officer | Sergio P. Ermotti | Not captured | unknown | Source reportedE4 |
| Group Chief Financial Officer | Todd Tuckner | Not captured | unknown | Source reportedE4 |
Board of directors
Evidence| Director | Status | Since | Committees | Claim |
|---|---|---|---|---|
| Agustín Carstens | Independent | Not published | None published | Source reportedE3 |
| Colm Kelleher | IndependentChair | Not published | None published | Source reportedE3 |
| Fred Hu | Independent | Not published | None published | Source reportedE3 |
| Gail Kelly | Independent | Not published | None published | Source reportedE3 |
| Jeremy Anderson | Independent | Not published | None published | Source reportedE3 |
| Julie G. Richardson | Independent | Not published | None published | Source reportedE3 |
| Lila Tretikov | Independent | Not published | None published | Source reportedE3 |
| Luca Maestri | Independent | Not published | None published | Source reportedE3 |
| Mark Hughes | Independent | Not published | None published | Source reportedE3 |
| Markus Ronner | Not independent | Not published | None published | Source reportedE3 |
| Patrick Firmenich | Independent | Not published | None published | Source reportedE3 |
| Renata Jungo Brüngger | Independent | Not published | None published | Source reportedE3 |
Committees and risk ownership
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Control and voting power
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Authority to act
Evidence and agent registryWho can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.
Principal executive officerSergio P. Ermotti, Group Chief Executive Officer
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
Financials and market context
EvidenceSecurity ListingUBS (NYSE)
Security ListingUBSG (SIX)
Index membershipsNo current membership is published in Alpha's tracked index universe.This is not evidence that the company is absent from every market index.
None publishedAs of Oct 17, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.
Governance and policies
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Risk, audit, and cyber
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
AI oversight and accountability
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Legal and regulatory
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Compensation
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Other published claims
EvidencePublished Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.
Legal NameUBS Group AG
Entity StatusPublic listing published
Official Websitehttps://www.ubs.com
Published FactUS
Published FactCH
Published FactFinancials
Published Facthttps://www.ubs.com
Not yet in this record
CoverageA gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.
- Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
- CommitteesNot reviewed. Committee mandates show where oversight is delegated.
- OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
- FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
- CompensationNot reviewed. Pay design shows how incentives are governed.
- GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
- Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
- AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
- LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
- RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
- CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
- AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
- Markets externalNot reviewed. Auditors, advisors, investors and regulators form the external ecosystem.
- EventsInsufficient evidence. Governance events are derived from temporal changes in governed records.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.
Linked people
Same claims as person records- Aleksandar IvanovicPresident Asset Managementcompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:21
- Barbara LeviGroup General Counselcompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:22
- Beatriz Martin JimenezGroup Chief Operating Officer, Head Non-Core and Legacy and President UBS Europe, Middle East and Africacompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:23
- Damian VogelGroup Chief Risk Officercompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:24
- George AthanasopoulosCo-President Investment Bankcompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:25
- Iqbal KhanCo-President Global Wealth Management and President UBS Asia Pacificcompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:26
- Marco VallaCo-President Investment Bankcompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:27
- Michael SchochGroup Company Secretarycompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:28
- Michelle BereauxGroup Chief Compliance and Operational Risk Control Officercompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:29
- Robert KarofskyCo-President Global Wealth Management and President UBS Americascompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:30
- Sabine Keller-BussePresident Personal & Corporate Banking and President UBS Switzerlandcompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:31
- Sergio P. ErmottiGroup Chief Executive Officercompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:32
- Todd TucknerGroup Chief Financial Officercompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:33
- Agustín CarstensMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:10
- Colm KelleherChairman of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:9
- Fred HuMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:11
- Gail KellyMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:12
- Jeremy AndersonVice Chairman and Senior Independent Directorcompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:13
- Julie G. RichardsonMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:14
- Lila TretikovMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:15
- Luca MaestriMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:16
- Mark HughesMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:17
- Markus RonnerVice Chairman of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:18
- Patrick FirmenichMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:19
- Renata Jungo BrünggerMember of the Board of Directorscompany:7fe02ff2-4a5b-4485-9a94-359dda28c1b3:leadership_role:20
Subject and corrections
Public-role doctrineThis record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.
- Basis
- Published company record built from public sources
- Sources
- 4 evidence records cited. 0 with redistribution rights.
- Never published
- Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
- Record claimed
- No
- Open disputes
- 0
- Identity ownership
- unclaimed
Claiming not yet available
If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.
Evidence
Authority and rights- E1Alpha canonical company public projection. canonical identity. Retrieved Oct 17, 2026. Cited by 7 Claims.
- E2UBS Group Executive Board. Issuer record. Retrieved Sep 2, 2026. Cited by 2 Claims.
- E3official company source. Published Sep 1, 2026. Retrieved Sep 2, 2026. Cited by 13 Claims.
- E4leadership page. Retrieved Sep 2, 2026. Cited by 12 Claims.
Version history
vpublic-1:ro-d751713988987e9331980363e24189ce published Oct 17, 2026No published record changes are available in this projection.