Published mark
Capital One
CAPITAL ONE FINANCIAL CORP
NYSE: COF. Capital One Financial Corporation, identified by its ticker COF, operates as a prominent financial services holding company.
US
Record source reportedRecord not claimedNo Eval published
- Alpha ID
- alpha:company:33e0368e-3051-4430-bf06-e7e0f46b6f5b
- SEC CIK
- 0000927628
- Website
- www.capitalone.com Open
- Record version
- vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce, published Oct 15, 2026
- Newest evidence
- May 9, 2026
- Monitoring
- Not yet monitored Details
- Integrity
- Not yet signed Methodology
- CEO
- Frank G. LaPradeChief Enterprise Services Officer & Chief of Staff to the Chief Executive Officer
- Chair
- Richard D. FairbankLead independent: Ann Fritz Hackett
- Independent
- 12 / 1313 directors published
- Published claims
- 655 distinct sources
- Evidence records
- 170 pinned
- Source conflicts
- 0None open
Built from 5 distinct sources and 17 evidence records. Every Claim links to where it appears. Where nothing was published, the record states the coverage gap.
CorroboratedSource reportedAlpha inferenceNot disclosed
Public record. Alpha publishes governance facts about this organization from regulatory filings and company statements. Private enterprise overlay data is never projected here. The company can claim the record, correct, or dispute any Claim. How this works
DIRECTOR APPOINTED
J. Michael Shepherd seat on Capital One, effective 2025-01-01.
EffectiveEffective Jan 1, 2025E3
Monitoring
ContinuousWhat the published record states about identity, evidence, evaluation, monitoring, authority, and freshness. Watched-source schedules are not published for this record.
- IdentityunclaimedPublished
- Evidencesource_reportedPublished
- Evaluationnot_evaluatedPublished
- MonitoringNot yet published for this record.Not published
- AuthorityNot yet published for this record.Not published
- FreshnesscurrentPublished
Leadership
Evidence| Role | Person | Since | Status | Claim |
|---|---|---|---|---|
| Chief Financial Officer | Andrew Young | Not captured | unknown | Source reportedE5 |
| Managing Vice President of Investor Relations | Danielle Dietz | Not captured | unknown | Source reportedE6 |
| Chief Enterprise Services Officer & Chief of Staff to the Chief Executive Officer | Frank G. LaPrade | Not captured | unknown | Source reportedE7 |
| Chief Risk Officer for Financial Services | Joseph C. Portera | Not captured | unknown | Source reportedE8 |
| Chief Human Resources Officer | Kaitlin Burek Haggerty | Not captured | unknown | Source reportedE9 |
| Chief Enterprise Risk Officer | Kara West | Not captured | unknown | Source reportedE10 |
| President of Card | Mark Daniel Mouadeb | Not captured | unknown | Source reportedE11 |
| General Counsel and Corporate Secretary; President, Discover Integration (5)(6) | Matthew W. Cooper | Not captured | unknown | Source reportedE3 |
| Chief Credit & Financial Risk Officer | Michael Zamsky | Not captured | unknown | Source reportedE12 |
| Founder, Chairman, Chief Executive Officer & President | Richard D. Fairbank | Not captured | unknown | Source reportedE13 |
| Chief Information Officer | Robert Alexander | Not captured | unknown | Source reportedE14 |
| President of Financial Services | Sanjiv Yajnik | Not captured | unknown | Source reportedE15 |
Board of directors
Evidence13 directors published. 12 of 13 with a published determination are independent.
| Director | Status | Since | Committees | Claim |
|---|---|---|---|---|
| Christine Detrick | Independent | 2021 | AuditAudit; RiskRisk | Source reportedE3 |
| Cornelis Petrus Adrianus Joseph Eli Leenaars | Independent | 2019 | AuditAudit; Compensation; Risk · ChairCompensationRisk, chair | Source reportedE3 |
| Craig Anthony Williams | Independent | 2021 | CompensationCompensation; Governance and NominatingGovernance and Nominating | Source reportedE3 |
| Eileen Serra | Independent | 2020 | Audit, chairAudit · Chair; RiskRisk | Source reportedE3 |
| François Locoh-Donou | Independent | 2019 | None published | Source reportedE3 |
| Ime Archibong | Independent | 2021 | Compensation | Source reportedE3 |
| J. Michael Shepherd | Independent | 2025 | AuditAudit; RiskRisk | Source reportedE3 |
| Jennifer L. Wong | Independent | 2025 | None published | Source reportedE3 |
| Mayo A. Shattuck III | Independent | 2003 | CompensationCompensation; Governance and NominatingGovernance and Nominating | Source reportedE3 |
| Peter E. Raskind | Independent | 2012 | Governance and Nominating, chairGovernance and Nominating · Chair; RiskRisk | Source reportedE3 |
| Peter Thomas Killalea | Independent | 2016 | CompensationCompensation; RiskRisk | Source reportedE3 |
| Richard D. Fairbank | Not independentChair | 1994 | None published | Source reportedE3 |
| Suni P. Harford | Independent | 2024 | AuditAudit; RiskRisk | Source reportedE3 |
| Ann Fritz Hackett | IndependentLead Independent | Not published | None published | Source reportedE4 |
Committees and risk ownership
Evidence| Committee | Chair | Members | Risks assigned |
|---|---|---|---|
| Audit | Eileen Serra | Eileen Serra, Christine Detrick, Cornelis Petrus Adrianus Joseph Eli Leenaars, J. Michael Shepherd, Suni P. Harford | Not described in the published record |
| Audit · Chair; Risk | Not published | Eileen Serra | Not described in the published record |
| Audit; Compensation; Risk · Chair | Not published | Cornelis Petrus Adrianus Joseph Eli Leenaars | Not described in the published record |
| Audit; Risk | Not published | Christine Detrick, J. Michael Shepherd, Suni P. Harford | Not described in the published record |
| Compensation | Not published | Cornelis Petrus Adrianus Joseph Eli Leenaars, Craig Anthony Williams, Ime Archibong, Mayo A. Shattuck III, Peter Thomas Killalea | Not described in the published record |
| Compensation; Governance and Nominating | Not published | Craig Anthony Williams, Mayo A. Shattuck III | Not described in the published record |
| Compensation; Risk | Not published | Peter Thomas Killalea | Not described in the published record |
| Governance and Nominating | Peter E. Raskind | Peter E. Raskind, Craig Anthony Williams, Mayo A. Shattuck III | Not described in the published record |
| Governance and Nominating · Chair; Risk | Not published | Peter E. Raskind | Not described in the published record |
| Risk | Cornelis Petrus Adrianus Joseph Eli Leenaars | Cornelis Petrus Adrianus Joseph Eli Leenaars, Christine Detrick, Eileen Serra, J. Michael Shepherd, Peter E. Raskind, Peter Thomas Killalea, Suni P. Harford | Not described in the published record |
Committee RecordAudit: Chair Eileen Serra; Members Eileen Serra (Chair); Christine Detrick; Cornelis Petrus Adrianus Joseph Eli Leenaars; J. Michael Shepherd; Suni P. Harford
Committee AppointmentEileen Serra: chair, Audit
Committee AppointmentChristine Detrick: member, Audit
Committee AppointmentCornelis Petrus Adrianus Joseph Eli Leenaars: member, Audit
Committee AppointmentJ. Michael Shepherd: member, Audit
Committee AppointmentSuni P. Harford: member, Audit
Committee RecordCompensation: Chair not stated; Members Cornelis Petrus Adrianus Joseph Eli Leenaars; Craig Anthony Williams; Ime Archibong; Mayo A. Shattuck III; Peter Thomas Killalea
Committee AppointmentCornelis Petrus Adrianus Joseph Eli Leenaars: member, Compensation
Committee AppointmentCraig Anthony Williams: member, Compensation
Committee AppointmentIme Archibong: member, Compensation
Committee AppointmentMayo A. Shattuck III: member, Compensation
Committee AppointmentPeter Thomas Killalea: member, Compensation
Committee RecordGovernance and Nominating: Chair Peter E. Raskind; Members Peter E. Raskind (Chair); Craig Anthony Williams; Mayo A. Shattuck III
Committee AppointmentPeter E. Raskind: chair, Governance and Nominating
Committee AppointmentCraig Anthony Williams: member, Governance and Nominating
Committee AppointmentMayo A. Shattuck III: member, Governance and Nominating
Committee RecordRisk: Chair Cornelis Petrus Adrianus Joseph Eli Leenaars; Members Cornelis Petrus Adrianus Joseph Eli Leenaars (Chair); Christine Detrick; Eileen Serra; J. Michael Shepherd; Peter E. Raskind; Peter Thomas Killalea; Suni P. Harford
Committee AppointmentCornelis Petrus Adrianus Joseph Eli Leenaars: chair, Risk
Committee AppointmentChristine Detrick: member, Risk
Committee AppointmentEileen Serra: member, Risk
Committee AppointmentJ. Michael Shepherd: member, Risk
Committee AppointmentPeter E. Raskind: member, Risk
Committee AppointmentPeter Thomas Killalea: member, Risk
Committee AppointmentSuni P. Harford: member, Risk
Control and voting power
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Authority to act
Evidence and agent registryWho can act for the company, and on whose authority. This is what a counterparty's agent checks before it accepts an order, signs, or pays.
Principal executive officerFrank G. LaPrade, Chief Enterprise Services Officer & Chief of Staff to the Chief Executive Officer
Who can authorize an agentNot assessedNo Alpha inference about signing authority or board-reserved matters is published for this record.
Not assessed
AI agents registered by the companyNot registered in the public RegistryAgent Deployments, Agent Use Cases, Authority Grants, TrustChecks, Action Ledger entries and Governance Receipts live in the private enterprise overlay. They are never projected into the public Registry without explicit cross-plane authorization. Absence here is a plane boundary, not evidence that the enterprise operates no agents.
Agent registry
Delegations publishedNot disclosedBoard and officer delegation resolutions are not public filings and are not published in this record.
Search scope
Financials and market context
EvidenceIndex MembershipS&P 500 (SPX)
Security ListingCOF (NYSE)
Security ListingCOF-PI (NYSE)
Security ListingCOF-PJ (NYSE)
Security ListingCOF-PK (NYSE)
Security ListingCOF-PL (NYSE)
Security ListingCOF-PN (NYSE)
Index memberships1 membership attached to a specific security and listing.Announcements, effective dates, and removals remain distinct states; Alpha does not infer membership from company size, exchange, or reputation.
SPX
Source reportedAs of Oct 16, 2026. Rights-filtered public evidence only; no redistribution or model training is granted. Only source-backed memberships with an explicit public redistribution basis are returned.
| Index | Security | Status | Effective | Verification | Source |
|---|---|---|---|---|---|
| S&P 500 (S&P Dow Jones Indices) | NYSE: COF-PN | current | Jul 1, 1998 | inferred | Slickcharts S&P 500 constituent table (public observation, not S&P DJI license) |
Governance and policies
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Risk, audit, and cyber
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
AI oversight and accountability
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Legal and regulatory
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Compensation
EvidenceNo published claims
Nothing is published for this section yet. A missing Claim is a coverage state, not a negative finding.
Other published claims
EvidencePublished Claims that belong to no section above. Each keeps its permalink, evidence, and assertion state.
Legal NameCAPITAL ONE FINANCIAL CORP
Entity StatusPublic listing published
Official Websitehttps://www.capitalone.com
Published FactUS
Published FactDE
Published FactFinancials
Published FactFinancial - Credit Services
Published Facthttps://www.capitalone.com
Not yet in this record
CoverageA gap is a coverage state, not a negative finding. These sections are expected for this entity class and are not yet published.
- Corporate structureNot reviewed. Parent, subsidiary and predecessor structure explains who is governed.
- OwnershipNot reviewed. Ownership and voting power determine who can influence the board.
- FinancialsNot reviewed. Governance-relevant financial context frames capital and audit decisions.
- CompensationNot reviewed. Pay design shows how incentives are governed.
- GovernanceNot reviewed. Governing documents and provisions set the rules of the enterprise.
- Shareholder governanceNot reviewed. Meeting and vote records show shareholder dissent and support.
- AuditNot reviewed. Auditor, controls and restatements show assurance over reporting.
- LegalNot reviewed. Material legal and regulatory matters show enforcement exposure.
- RiskNot reviewed. Risk ownership links the board, committees, executives and controls.
- CyberNot reviewed. Cyber and data governance is a disclosed oversight domain.
- AI governanceNot reviewed. AI oversight is a differentiated Alpha governance domain.
- Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.Absence of a leadership role, committee, or disclosure is not evidence that it does not exist.
- Only explicitly published canonical company identity and current confirmed public roles are included.Only explicitly published canonical company identity and current confirmed public roles are included.
- Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.Absence of a board, committee, executive, listing, or claim is not evidence that it does not exist.
- Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.Public retrieval does not grant redistribution, model-training, direct-contact, or relationship-pathfinding rights.
- This Company Profile is an identity and evidence record, not an Alpha rating.This Company Profile is an identity and evidence record, not an Alpha rating.
Linked people
Same claims as person records- Andrew YoungChief Financial Officercompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:24
- Danielle DietzManaging Vice President of Investor Relationscompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:25
- Frank G. LaPradeChief Enterprise Services Officer & Chief of Staff to the Chief Executive Officercompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:26
- Joseph C. PorteraChief Risk Officer for Financial Servicescompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:27
- Kaitlin Burek HaggertyChief Human Resources Officercompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:28
- Kara WestChief Enterprise Risk Officercompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:29
- Mark Daniel MouadebPresident of Cardcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:30
- Matthew W. CooperGeneral Counsel and Corporate Secretary; President, Discover Integration (5)(6)company:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:31
- Michael ZamskyChief Credit & Financial Risk Officercompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:32
- Richard D. FairbankFounder, Chairman, Chief Executive Officer & President; Directorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:33, company:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:10
- Robert AlexanderChief Information Officercompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:34
- Sanjiv YajnikPresident of Financial Servicescompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:35
- Christine DetrickDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:12
- company:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:13
- Craig Anthony WilliamsDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:14
- Eileen SerraDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:15
- François Locoh-DonouDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:16
- Ime ArchibongDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:17
- J. Michael ShepherdDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:18
- Jennifer L. WongDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:19
- Mayo A. Shattuck IIIDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:20
- Peter E. RaskindDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:21
- Peter Thomas KillaleaDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:22
- Suni P. HarfordDirectorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:23
- Ann Fritz HackettLead Independent Directorcompany:33e0368e-3051-4430-bf06-e7e0f46b6f5b:leadership_role:11
Subject and corrections
Public-role doctrineThis record exists because the company is in the published Registry. The company can claim the record, correct, or dispute any Claim. Corrections are versioned and the original stays in history.
- Basis
- Published company record built from public sources
- Sources
- 17 evidence records cited. 0 with redistribution rights.
- Never published
- Private enterprise overlay data: deployments, authority grants, TrustChecks, receipts, telemetry
- Record claimed
- No
- Open disputes
- 0
- Identity ownership
- unclaimed
Claiming not yet available
If the company claims the record, its statements appear as their own assertion state and never overwrite the cited evidence.
Evidence
Authority and rights- E1Alpha canonical company public projection. canonical identity. Retrieved Oct 15, 2026. Cited by 12 Claims.
- E2CAPITAL ONE FINANCIAL CORP Form 10-K (filed 2026-02-19). SEC filing. Retrieved Aug 29, 2026. Cited by 2 Claims.
- E3sec proxy. Published Mar 25, 2026. Retrieved May 3, 2026. Cited by 14 Claims.
- E4sec def 14a. Published Mar 25, 2026. Retrieved Sep 22, 2026. Cited by 1 Claim.
- E5other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E6other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E7other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E8other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E9other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E10other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E11other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E12other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E13other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E14other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E15other. Published May 9, 2026. Retrieved May 9, 2026. Cited by 1 Claim.
- E16board_seats. sec def 14a. Cited by 24 Claims.
- E17Slickcharts S&P 500 constituent table (public observation, not S&P DJI license). index provider. Retrieved Sep 2, 2026. Cited by 1 Claim.
What changed in version public-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce
vpublic-1:d751713988987e9331980363e24189ce:ro-d751713988987e9331980363e24189ce published Oct 15, 2026- J. Michael Shepherd seat on Capital One, effective 2025-01-01.
- Jennifer L. Wong seat on Capital One, effective 2025-01-01.
- J. Michael Shepherd member of Audit; Risk, effective 2025-01-01.
- Suni P. Harford seat on Capital One, effective 2024-01-01.
- Suni P. Harford member of Audit; Risk, effective 2024-01-01.
- Christine Detrick seat on Capital One, effective 2021-01-01.
- Craig Anthony Williams seat on Capital One, effective 2021-01-01.
- Ime Archibong seat on Capital One, effective 2021-01-01.
- Audit; Risk committee of Capital One, effective 2021-01-01.
- Christine Detrick member of Audit; Risk, effective 2021-01-01.
- Compensation; Governance and Nominating committee of Capital One, effective 2021-01-01.
- Craig Anthony Williams member of Compensation; Governance and Nominating, effective 2021-01-01.
- Eileen Serra seat on Capital One, effective 2020-01-01.
- Audit · Chair; Risk committee of Capital One, effective 2020-01-01.
- Eileen Serra member of Audit · Chair; Risk, effective 2020-01-01.
- Cornelis Petrus Adrianus Joseph Eli Leenaars seat on Capital One, effective 2019-01-01.
- François Locoh-Donou seat on Capital One, effective 2019-01-01.
- Audit; Compensation; Risk · Chair committee of Capital One, effective 2019-01-01.
- Cornelis Petrus Adrianus Joseph Eli Leenaars member of Audit; Compensation; Risk · Chair, effective 2019-01-01.
- Peter Thomas Killalea seat on Capital One, effective 2016-01-01.
- Compensation; Risk committee of Capital One, effective 2016-01-01.
- Peter Thomas Killalea member of Compensation; Risk, effective 2016-01-01.
- Peter E. Raskind seat on Capital One, effective 2012-01-01.
- Governance and Nominating · Chair; Risk committee of Capital One, effective 2012-01-01.
- Peter E. Raskind member of Governance and Nominating · Chair; Risk, effective 2012-01-01.
- Mayo A. Shattuck III seat on Capital One, effective 2003-01-01.
- Mayo A. Shattuck III member of Compensation; Governance and Nominating, effective 2003-01-01.
- Richard D. Fairbank seat on Capital One, effective 1994-01-01.
- Richard D. Fairbank chairs board Capital One, effective 1994-01-01.
